Richard M. Rowley

ROWLEY FINANCIAL

Lancaster, PA 17601

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CRD#: 6170341

Professional summary

Richard Matthew Rowley, who also goes by Matt Rowley, Matthew Rowley, R Matthew Rowley, is a registered financial advisor currently at ROWLEY FINANCIAL located in Lancaster, Pennsylvania.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Richard has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Matt Rowley | Matthew Rowley | R Matthew Rowley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) licensed insurance agent since 2013. Life/ Disability Insurance. 600J Eden Rd. Ste. 4, Lancaster, PA 17601. 15 hours a month are spent on this activity outside of trading hours. 2) owner of real estate rentals and income properties since 2012. 391 Blossom Hill Dr. Lancaster, PA 17601. 0 hours a month are spent on this activity during trading hours. 0 hours a month are spent on this activity outside of trading hours. 3) Rowley & Associates, Inc.; position: Vice President since 01/2020; 600J Eden Rd. Ste. 4, Lancaster, PA 17601; 15 hours a month are spent on this activity outside of trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Matthew Rowley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 13, 2023 - Present

ROWLEY FINANCIAL

Office #1: 600j Eden Road Suite 4, Lancaster, PA 17601

RIA

CRD#: 326723

Lancaster, PA

Past

July 1, 2019 - August 31, 2023

MARKLE FINANCIAL LLC

RIA

CRD#: 302088

Lancaster, PA

Past

January 6, 2015 - July 11, 2019

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

LANCASTER, PA

Past

June 5, 2013 - July 11, 2019

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

LANCASTER, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(8/16/2024)

IAR

Pennsylvania
(7/13/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/21/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/18/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/4/2013

General Securities Representative Examination

Current Firm

ROWLEY FINANCIAL

ROWLEY & ASSOCIATES, INC. | URLIFE ADVISORY GROUP LLC | ROWLEY FINANCIAL | ROWLEY & ASSOCIATES, INC.DBA ROWLEY FINANCIAL

CRD#: 326723 / SEC#:

Florida

Registered Investment Advisory firm - (8/16/2024 Approved)

Pennsylvania

Registered Investment Advisory firm - (7/13/2023 Approved)

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Contact information

Main Address

600j Eden Road Suite 4, Lancaster, PA 17601

Mailing Address

Phone number

(717) 509-6060

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	436
AUM (Assets Under Management)	$ 75,549,891

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Richard M. Rowley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Matthew Rowley's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROWLEY FINANCIAL

MARKLE FINANCIAL LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/21/2014

Series 63

Date: 10/18/2013

SIE

Date: 10/1/2018

Series 7

Date: 6/4/2013

Current Firm

ROWLEY FINANCIAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ROWLEY FINANCIAL

TRUST BUT VERIFY

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