Richard Matthew Rowley
Professional Summary
Richard Matthew Rowley, who also goes by Matt Rowley, Matthew Rowley, R Matthew Rowley, is a registered financial advisor currently at ROWLEY FINANCIAL located in Lancaster, Pennsylvania. Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Richard has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Matt Rowley, Matthew Rowley, R Matthew Rowley
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
13 years in the financial services industry
Current & Past Employments
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Current Firm
ROWLEY & ASSOCIATES, INC. | URLIFE ADVISORY GROUP LLC | ROWLEY FINANCIAL | ROWLEY & ASSOCIATES, INC.DBA ROWLEY FINANCIAL
Contact Information
Main Address
600j Eden Road Suite 4, Lancaster, PA 17601Phone Number
(717) 509-6060# of Employees
3Documents
Regulatory Assets Under Management
Total Number of Accounts
475AUM (Assets Under Management)
$97,888,249Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(8/16/2024)
(7/13/2023)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Richard Matthew Rowley's CRS (Customer Relationship Summary).
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