John K. Chan
INDEPENDENCE WEALTH GROUP
San Antonio, TX 78213
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CRD#: 6170101
Professional summary
John Kevin Chan, CFP® is a registered financial advisor currently at INDEPENDENCE WEALTH GROUP located in San Antonio, Texas.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. John has worked at 2 firms .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
JOHN CHAN IS A LICENSED INSURANCE AGENT. FROM TIME TO TIME, HE WILL OFFER CLIENTS ADVICE OR PRODUCTS FROM THIS ACTIVITY. CLIENTS SHOULD BE AWARE THAT THESE SERVICES PAY A COMMISSION AND INVOLVE A POSSIBLE CONFLICT OF INTEREST, AS COMMISSIONABLE PRODUCTS CAN CONFLICT WITH THE FIDUCIARY DUTIES OF A REGISTERED INVESTMENT ADVISER. ALAMO INSURANCE & WEALTH MANAGEMENT ALWAYS ACTS IN THE BEST INTEREST OF THE CLIENT; INCLUDING IN THE SALE OF COMMISSIONABLE PRODUCTS TO ADVISORY CLIENTS. CLIENTS ARE IN NO WAY REQUIRED TO IMPLEMENT THE PLAN THROUGH ANY REPRESENTATIVE OF ALAMO INSURANCE & WEALTH MANAGEMENT IN THEIR CAPACITY AS A LICENSED INSURANCE AGENT. JOHN CHAN SPENDS 30 HOURS PER WEEK OF HIS TIME ON THOSE ACTIVITIES AND CONSIDERS THEM HIS PRIMARY BUSINESS. Falcon Insurance Services is a property & casualty insurance agency located at 6812 Bandera Rd #200 B, San Antonio, TX 78238. They provide home, auto & business insurance. I am a minority owner in the business, 21%. The start date was 4/1/2024. I work approximately 5 hours a week. Zero hours devoted to Falcon during securities trading hours. I provide financial oversight.
CRS (Client Relationship Summary) - RIA
Click below to view John Kevin Chan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2013
Experience
Current
October 12, 2016 - Present
INDEPENDENCE WEALTH GROUP
Office #1: 2101 Lockhill Selma, Suite 2107, San Antonio, TX 78213RIA
CRD#: 170897
San Antonio, TX
Past
January 6, 2015 - December 31, 2016
ALAMO INSURANCE & WEALTH MANAGEMENT
RIA
CRD#: 173674
SAN ANTONIO, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(10/12/2016)
Exams
Current Firm
IW
INDEPENDENCE WEALTH GROUP
G. H. WEALTH MANAGEMENT, LLC | INDEPENDENCE WEALTH GROUP | HINOJOSA II, GEORGE ALBERT | GEORGE ALBERT HINOJOSA
CRD#: 170897 / SEC#:
Texas
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Contact information
Main Address
San Antonio, TX
Mailing Address
Phone number
(956) 543-9644
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 52 |
| AUM (Assets Under Management) | $ 4,100,000 |
Red Flags
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