Brooks R. Buchanan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brooks Ryan Buchanan, who also goes by Brooks Ryan Buchanas, was a registered financial professional .
Brooks is a previously registered financial professional and started their career in finance in 2013. Brooks had worked at 1 firm and has passed the Series 63 and Series 7 exams.
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 18, 2013 - November 18, 2013
ALLUVION SECURITIES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
ALLUVION SECURITIES, LLC
CRD#: 143623 / SEC#: , 8-67584
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
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