Caleb R. Frankart

BLUE JAY FINANCIAL GROUP

Defiance, OH 43512

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CRD#: 6169490

Professional summary

Caleb Richard Frankart is a registered financial advisor currently at BLUE JAY FINANCIAL GROUP, LLC located in Defiance, Ohio.

Caleb is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Caleb has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Caleb Frankart is a member of the Synod Endowment Investment Committee of the Reformed Church in the United States. The Synod Endowment Investment Committee provides oversight for the Reformed Church in the United States endowment fund and administers the investments thereof in compliance with the investment policy and spending guidelines as approved by the church. This activity amounts to 1% of Caleb's time per month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Caleb Richard Frankart's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 14, 2020 - Present

BLUE JAY FINANCIAL GROUP, LLC

Office #1: 509 Fourth Street, Defiance, OH 43512

RIA

CRD#: 296467

Defiance, OH

Past

July 1, 2015 - August 21, 2020

KEY INVESTMENT SERVICES LLC

RIA

CRD#: 136300

HOLLAND, OH

Past

July 1, 2015 - August 21, 2020

KEY INVESTMENT SERVICES LLC

CRD#: 136300

HOLLAND, OH

Past

March 31, 2015 - June 29, 2015

FIFTH THIRD SECURITIES, INC.

RIA

CRD#: 628

PERRYSBURG, OH

Past

March 5, 2013 - June 29, 2015

FIFTH THIRD SECURITIES, INC.

CRD#: 628

PERRYSBURG, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(8/5/2022)

IAR

Indiana
(8/14/2020)

IAR

Michigan
(8/18/2020)

IAR

Ohio
(8/16/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/3/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/18/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/10/2015

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/4/2013

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BLUE JAY FINANCIAL GROUP, LLC

CRD#: 296467 / SEC#: 801-134428

Florida

Registered Investment Advisory firm - (2/23/2022 Approved)

Indiana

Registered Investment Advisory firm - (6/29/2018 Approved)

Michigan

Registered Investment Advisory firm - (7/2/2018 Approved)

Ohio

Registered Investment Advisory firm - (4/24/2018 Approved)

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Contact information

Main Address

509 Fourth Street, Defiance, OH 43512

Mailing Address

Phone number

(419) 785-4525

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (8/26/2025)

WRAP FEE BROCHURE (4/23/2025)

Regulatory assets under management

Total Number of Accounts	723
AUM (Assets Under Management)	$ 107,137,856

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Caleb R. Frankart

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Caleb Richard Frankart's CRS (Customer Relationship Summary).

Certified licenses

Experience

KEY INVESTMENT SERVICES LLC

KEY INVESTMENT SERVICES LLC

FIFTH THIRD SECURITIES, INC.

FIFTH THIRD SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/3/2015

Series 63

Date: 3/18/2013

SIE

Date: 10/1/2018

Series 7

Date: 8/10/2015

Series 6

Date: 3/4/2013

Current Firm

BLUE JAY FINANCIAL GROUP, LLC

Contact information

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BLUE JAY FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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