Zhi Li
TWELVE TWO CAPITAL LLC
Brooklyn, NY
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CRD#: 6169482
Professional summary
Zhi Li, CFP®, who also goes by Zhi Min Li, is a registered financial advisor currently at TWELVE TWO CAPITAL LLC located in Brooklyn, New York.
Zhi is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Zhi has worked at 2 firms and has passed the Series 65, SIE, Series 7 and Series 99 exams.
Biography
I am a big history geek (Church history fascinates me) I’m always down for a great sport narrative (Derek Redmond, you're an inspiration) and I’ve been moved to tears by more Pixar movies than I’d like to admit. (My wife still teases me about them). When I’m not rooting for the underdog, or trying to get my daughter to enjoy books as much as I do, you can find me enjoying Saturday morning breakfasts with my wife.
If you have been considering financial planning, you have come to the right place. Our finances can be a source of shame and anxiety, but they can also be a source of so much joy when they allow us to do the very things that satisfy us - traveling, learning, spending time with loved ones, or supporting great causes, just to name a few. I have been on both sides of that coin. I know what it’s like to feel overwhelmed by “finance stuff” and would like nothing better than to do something, anything else. I also know the sense of satisfaction that comes when our “finance stuff’ is under control and working for the life we want to live to live instead of the life we are pressured to live.
I graduated with a degree in Accounting (Best decision of my life) and spent 11 yrs in the Financial Services Industry.
As a lifelong learner, I am always eager to bring what I am continuously learning to improve people’s lives. I am inspired to help individuals and families reach joy in their lives by helping them discover their goals and walking with them to crush what they set out to do. My mission is to help you feel proud of your finances and in control of your life.
Question & Answer
What are your service offerings?
Debt Management
Comprehensive Financial Planni...
Budgeting
Do you have an area of expertise or specialization?
Cash Flow/Budgets/Credit Issue...
Charitable Giving
College/Education Planning
Middle Income Client Needs
Millennials
Novice Investors
Are you a "fiduciary"?
Yes
Aliases
Zhi Min Li
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Zhi Li's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2020
Experience
Current
July 22, 2021 - Present
TWELVE TWO CAPITAL LLC
RIA
CRD#: 297748
Brooklyn, NY
Past
July 3, 2013 - February 15, 2018
NATIONAL FINANCIAL SERVICES LLC
BD
CRD#: 13041
JERSEY CITY, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(7/22/2021)
IAR
Texas(3/14/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
TWELVE TWO CAPITAL LLC
TWELVE TWO | TWELVE TWO CAPITAL LLC | TWELVE TWO CAPITAL | TWELVE TWO CAP
CRD#: 297748 / SEC#:
New York
Registered Investment Advisory firm - (7/31/2018 Approved)Texas
Registered Investment Advisory firm - (3/14/2022 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Brooklyn, NY
Mailing Address
Phone number
(347) 916-6545
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 71 |
| AUM (Assets Under Management) | $ 3,967,979 |
Red Flags
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