Di M. Wang
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Di Mike Wang, who also goes by Di Mike Wang, Mike Wang, was a registered financial professional .
Di is a previously registered financial professional and started their career in finance in 2013. Di had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 22, 2021 - April 30, 2024
EPSIL0N CAPITAL MANAGEMENT, LLC
June 13, 2019 - August 13, 2019
WELLS FARGO SECURITIES, LLC
January 25, 2014 - May 21, 2019
MORGAN STANLEY
January 16, 2014 - May 21, 2019
MORGAN STANLEY
July 8, 2013 - January 14, 2014
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
EPSIL0N CAPITAL MANAGEMENT, LLC
CRD#: 312117 / SEC#:
Contact information
Red Flags
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