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Michael R. Boroughs
FORTIS CAPITAL MANAGEMENT LLC
Bellevue, WA 98006
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CRD#: 6169300
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Professional summary
Michael Robert Boroughs is a registered financial advisor currently at FORTIS CAPITAL MANAGEMENT LLC located in Bellevue, Washington.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Michael has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
DE MARS'S LLC
THE BUSINESS IS NOT INVESTMENT RELATED. THE COMPANY SELLS HOT SAUCE.
I AM THE BOOKKEEPER AND I ALSO OWN 10% OF THE COMPANY.
START DATE OF THE RELATIONSHIP IS JANUARY 2011.
HOURS/MONTH THAT I DEVOTE: 4
HOURS/MONTH THAT I DEVOTE DURING SECURITIES TRADING HOURS: 0
I MAINTAIN ALL THE FINANCIAL BOOKS FOR THE COMPANY AND HELP THE CEO DEVELOP STRATEGY FOR MAXIMIZING CASH FLOW.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Robert Boroughs's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 14, 2014 - Present
FORTIS CAPITAL MANAGEMENT LLC
Office #1: 3600 136th Pl Se Suite 270, Bellevue, WA 98006RIA
CRD#: 172198
Bellevue, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FORTIS CAPITAL MANAGEMENT LLC
BOROUGHS, MICHAEL | FORTIS FINANCIAL GROUP | FORTIS CAPITAL MANAGEMENT LLC
CRD#: 172198 / SEC#: 801-113097
RIA
Registered Investment Advisory firm - (4/27/2018 Approved)California
Registered Investment Advisory firm - (6/23/2018 Terminated)Texas
Registered Investment Advisory firm - (5/24/2018 Terminated)Washington
Registered Investment Advisory firm - (5/31/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Washington(8/14/2014)
Current Firm
FC
FORTIS CAPITAL MANAGEMENT LLC
BOROUGHS, MICHAEL | FORTIS FINANCIAL GROUP | FORTIS CAPITAL MANAGEMENT LLC
CRD#: 172198 / SEC#: 801-113097
RIA
Registered Investment Advisory firm - (4/27/2018 Approved)California
Registered Investment Advisory firm - (6/23/2018 Terminated)Texas
Registered Investment Advisory firm - (5/24/2018 Terminated)Washington
Registered Investment Advisory firm - (5/31/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3600 136th Pl Se Suite 270, Bellevue, WA 98006
Mailing Address
Phone number
(425) 453-5010
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 350 |
| AUM (Assets Under Management) | $ 726,261,882 |
Red Flags
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