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Patrick James Scullin

CRD# 6168872·Registered 2014 - 2016
Previously Registered: Being a previously registered professional could mean that Patrick is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Patrick James Scullin, who also goes by Patrick Scullin, was a registered financial advisor. Patrick was a previously registered financial professional and started their career in finance 2014 - 2016. Patrick had worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Patrick Scullin

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

12 years in the financial services industry

Current & Past Employments

MERCAP ADVISORS, INC.·CRD# 170092
RIA
Paoli, PA
August 11, 2015 - December 31, 2016
MERION WEALTH PARTNERS, LLC·CRD# 152680
RIA
Bethlehem, PA
August 28, 2014 - January 5, 2016
MERCAP SECURITIES, LLC·CRD# 156607
BD
Bethlehem, PA
January 3, 2014 - December 31, 2016

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Current Firm

MA
MERCAP ADVISORS, INC.

CADENCE FINANCIAL DBA FOR DARRELL HARRISON CRD #4900465 | WHITE KNIGHT CAPITAL FOR R. TODD VALLEAU CRD# 5491034 | WATTS INVESTMENTS DBA FOR NORMAN WATTS CRD#460308 | S&G, INC. | MICHAEL MALONE INVESTMENT ADVISORY DBA FOR MICHAEL MALONE CRD#817458 | MERCAP ADVISORS, INC. | MARKET STREET FINANCIAL ADVISORS, LLC DBA FOR DANIEL NIGITO CRD#1251726 & DAVID WEIKERT CRD#3249992 | LAWRENCE JAMES FINANCIAL GROUP DBA FOR JAMES KRAVITZ CRD#1453983 | KING FINANCIAL ADVISORS DBA FOR EUGENE KING CRD #708117 | FINANCIAL DESIGN PARTNERS FOR MORRIS KAUFMAN CRD #2764464

CRD#: 170092 / SEC#: 801-79319

Contact Information

Main Address

2200 Century Parkway Suite 500, Atlanta, GA 30345

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 2014About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2014About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Dec 2016About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jan 2014About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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