William R. Perera
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Rohan Harin Perera was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2013. William had worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 28, 2022 - June 2, 2022
TELEGRAPH HILL BD LLC
April 24, 2018 - July 31, 2018
INDEPENDENT INVESTMENT BANKERS, CORP.
January 19, 2017 - May 1, 2018
VISTA POINT ADVISORS, LLC
July 14, 2014 - November 9, 2015
CREDIT SUISSE SECURITIES (USA) LLC
September 10, 2013 - June 25, 2014
CREDIT AGRICOLE SECURITIES (USA) INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 79TO
Date: 3/26/2022
Investment Banking Registered Representative ExaminationCurrent Firm
TELEGRAPH HILL BD LLC
CRD#: 297701 / SEC#: , 8-70171
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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