Christian F. Leon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christian Felix Leon, who also goes by Christian Leon, was a registered financial professional .
Christian is a previously registered financial professional and started their career in finance in 2013. Christian had worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 13, 2021 - March 23, 2023
FF CAPITAL PARTNERS, LLC
December 2, 2017 - September 25, 2019
J.P. MORGAN SECURITIES LLC
April 2, 2013 - March 14, 2017
SANFORD C. BERNSTEIN & CO., LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FF CAPITAL PARTNERS, LLC
CRD#: 316997 / SEC#: 802-128046
Contact information
Exempt reporting advisers
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| SEC | ERA - Active | 4/26/2023 |
| Florida | ERA - Active | 4/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
