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AH

Andrew Joseph Heitzler

HAND SECURITIES
HOUSTON, TX
·CRD# 6168440·13 years registered

Professional Summary

Andrew Joseph Heitzler is a registered financial advisor currently at HAND SECURITIES, INC located in Houston, Texas. Andrew is registered as a RR (Registered Representative) and started their career in finance in 2013. Andrew has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

13 years registered in the securities industry

Current & Past Employments

Current

HAND SECURITIES, INCCurrent·CRD# 45198
BD
820 Gessner Ste 1250, Houston, TX 77024
May 27, 2022 - Present

Past

NOTTINGHAM WEALTH PARTNERS, INC.Past·CRD# 306971
RIA
Sioux Falls, SD
October 10, 2023 - January 28, 2025
FBD ASSET MGMTPast·CRD# 307216
RIA
Bloomington, MN
December 21, 2020 - September 26, 2021
INTERVEST INTERNATIONAL, INC.Past·CRD# 111516
RIA
Sioux Falls, SD
September 5, 2019 - November 2, 2020
INTERVEST INTERNATIONAL EQUITIES CORPORATIONPast·CRD# 20289
BD
Sioux Falls, SD
March 11, 2013 - November 2, 2020

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Current Firm

HS
HAND SECURITIES, INC

AMERICAN INDUSTRIES RETIREMENT SECURITIES CORPORATION | RETIREMENT SECURITIES, INC. | HAND SECURITIES, INC

CRD#: 45198 / SEC#: 8-51001
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

820 Gessner Ste 1250, Houston, TX 77024

Mailing Address

820 Gessner Ste 1250, Houston, TX 77024

Phone Number

(713) 460-1000

Established

Texas since 02/02/1998

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (38 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HAND BENEFITS AND TRUST COOWNER—
ZIMMERMAN, GREGG KEITHLEYCHIEF COMPLIANCE OFFICER4840878
ZIMMERMAN, GREGG KEITHLEYFINOP4840878
ZIMMERMAN, GREGG KEITHLEYPRESIDENT4840878

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New York
(5/27/2022)
RR
South Dakota
(5/13/2025)
RR
Texas
(5/27/2022)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 2019About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2013About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Mar 2013About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Andrew Joseph Heitzler's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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