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GM

Grant Moulton

PROSPERITAS FINANCIAL
VALENCIA, CA 91355
Some features on this profile are disabled
CRD#: 6168407
GM

Professional summary

Grant Moulton, who also goes by Grant Moulton, is a registered financial advisor currently at PROSPERITAS FINANCIAL, LLC located in Valencia, California.

Grant is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Grant has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Grant Moulton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)Name of Business: Blunt Wealth Services Address: 2601 Saturn St Ste 100, Brea, CA, 92821-6702, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 04/04/2022 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41-80 Description of duties: Financial Planning

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Grant Moulton's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 1, 2025 - Present

PROSPERITAS FINANCIAL, LLC

Office #1: 25060 Avenue Stanford Suite 100, Valencia, CA 91355
RIA
CRD#: 315768
VALENCIA, CA
Past

April 6, 2022 - September 30, 2025

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
Brea, CA
Past

April 6, 2022 - September 30, 2025

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
BREA, CA
Past

September 16, 2020 - April 6, 2022

BELPOINTE ASSET MANAGEMENT LLC

RIA
CRD#: 143440
Eugene, OR
Past

November 18, 2019 - September 23, 2020

LPL FINANCIAL LLC

RIA
CRD#: 6413
EUGENE, OR
Past

October 3, 2019 - September 23, 2020

LPL FINANCIAL LLC

BD
CRD#: 6413
EUGENE, OR
Past

November 25, 2016 - May 7, 2019

KEY INVESTMENT SERVICES LLC

BD
CRD#: 136300
EUGENE, OR
Past

June 24, 2013 - May 17, 2016

EDWARD JONES

RIA
CRD#: 250
MEDFORD, OR
Past

April 4, 2013 - May 17, 2016

EDWARD JONES

BD
CRD#: 250
MEDFORD, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PF
PROSPERITAS FINANCIAL, LLC
BROWN ASSET MANAGEMENT | SHUPER WEALTH MANAGEMENT | PROSPERITAS FINANCIAL, LLC | BROWN INVESTMENT MANAGEMENT

CRD#: 315768 / SEC#: 801-122207

RIA
Registered Investment Advisory firm - (8/30/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(10/1/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/15/2019
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/3/2013
General Securities Representative Examination

Current Firm

PF
PROSPERITAS FINANCIAL, LLC
BROWN ASSET MANAGEMENT | SHUPER WEALTH MANAGEMENT | PROSPERITAS FINANCIAL, LLC | BROWN INVESTMENT MANAGEMENT

CRD#: 315768 / SEC#: 801-122207

RIA
Registered Investment Advisory firm - (8/30/2021 Approved)
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Contact information

Main Address
25060 Avenue Stanford Suite 100, Valencia, CA 91355
Mailing Address
Phone number
(661) 255-9555
Established
Firm type
Fiscal year end
# of Employees
19

SEC notice filing (16 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV 2A FIRM BROCHURE (6/2/2025)

Regulatory assets under management

Total Number of Accounts3,933
AUM (Assets Under Management)$ 612,704,601

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PROSPERITAS FINANCIAL, LLC

CRD#: 315768Valencia, CA 91355

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