KL
Kyle G. Lottman
ELEVATE CAPITAL ADVISORS
Grand Junction, CO
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CRD#: 6168323
KL
Professional summary
Kyle Garret Lottman, who also goes by Kyle Lottman, is a registered financial advisor currently at ELEVATE CAPITAL ADVISORS located in Grand Junction, Colorado.
Kyle is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Kyle has worked at 4 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 87, Series 86, Series 7 and Series 3 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kyle Lottman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Royce Hurst Humane Society; Not investment related; 362 28 Rd, Grand Junction, CO, 81501; The board position is non-working. I review and provide insight on the financials of the operations but have no direct control over anything. This is an oversight role; Director; Director; April 1, 2025; 2; 2; Providing input on the financials and oversight but no direct involvement; Independence Ranch HOA; Not investment related; PO Box 3206 Grand Junction, CO 81502; HOA board for the neighborhood I live in; Treasurer; Start Date: 1/1/2024; Total 1hr per month, 0hrs during securities trading hours; In charge of budgeting and reviewing financials; Grand Valley Anglers; Not investment related; PO Box 4451 Grand Junction, CO 81502; Local chapter of Trout Unlimited; Treasurer; Start Date: 1/1/2024; Total 2hr per month, 0hrs during securities trading hours; In charge of budgeting and preparing financials; "Trout Unlimited is the nation's leading conservation organization working to care for and recover rivers and streams and their trout and salmon populations. We bring people together across the country to be champions for their rivers and help make our water cleaner and our communities healthier."
CRS (Client Relationship Summary) - RIA
Click below to view Kyle Garret Lottman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 18, 2020 - Present
ELEVATE CAPITAL ADVISORS
RIA
CRD#: 288190
Grand Junction, CO
Past
May 18, 2020 - December 22, 2020
FOCUS FINANCIAL
RIA
CRD#: 116140
MINNEAPOLIS, MN
Past
March 4, 2020 - November 19, 2020
OSAIC WEALTH, INC.
BD
CRD#: 23131
MINNEAPOLIS, MN
Past
April 8, 2013 - March 17, 2017
PIPER SANDLER & CO.
BD
CRD#: 665
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EC
ELEVATE CAPITAL ADVISORS
ELEVATE CAPITAL ADVISORS | ELEVATE CAPITAL ADVISORS, LLC | ELEVATE CAPITAL ADVISORS, INC.
CRD#: 288190 / SEC#: 801-119997
RIA
Registered Investment Advisory firm - (12/18/2020 Approved)Colorado
Registered Investment Advisory firm - (4/16/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(11/18/2020)
IAR
Minnesota(1/13/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/4/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
EC
ELEVATE CAPITAL ADVISORS
ELEVATE CAPITAL ADVISORS | ELEVATE CAPITAL ADVISORS, LLC | ELEVATE CAPITAL ADVISORS, INC.
CRD#: 288190 / SEC#: 801-119997
RIA
Registered Investment Advisory firm - (12/18/2020 Approved)Colorado
Registered Investment Advisory firm - (4/16/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
313 Chambers Ave. Suite D, Eagle, CO 81631
Mailing Address
313 Chambers Ave. P.o. Box 3609, Eagle, CO 81631
Phone number
(970) 328-7526
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 589 |
| AUM (Assets Under Management) | $ 156,486,120 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
