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JC

Juliana M. Capela

BTG PACTUAL US CAPITAL
Miami, FL 33131
CRD#: 6168176
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JC
Juliana M Capela MsBTG PACTUAL US CAPITAL

Professional summary


Juliana M Capela Ms, who also goes by Juliana M Capela, Juliana Moreira Capela, is a registered financial professional currently at BTG PACTUAL US CAPITAL, LLC located in Miami, Florida.

Juliana is registered as a RR (Registered Representative) and started their career in finance in 2013. Juliana has worked at 6 firms and has passed the SIE and Series 99 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Juliana M Capela | Juliana Moreira Capela

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Juliana M Capela Ms's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 1, 2021 - Present

BTG PACTUAL US CAPITAL, LLC

Office #1: 200 S Biscayne Blvd. 55th Floor Suite 5500, Miami, FL 33131
BD
CRD#: 149486
Miami, FL
Past

October 13, 2020 - February 22, 2021

ACP SECURITIES, LLC

BD
CRD#: 139049
MIAMI, FL
Past

July 31, 2019 - September 24, 2020

MARIVA CAPITAL MARKETS, LLC

BD
CRD#: 156171
MIAMI, FL
Past

October 16, 2018 - July 24, 2019

BRICKELL GLOBAL MARKETS, INC.

BD
CRD#: 104316
MIAMI, FL
Past

July 15, 2015 - July 28, 2017

SAFRA SECURITIES LLC

BD
CRD#: 47873
AVENTURA, FL
Past

June 5, 2013 - June 15, 2015

BANCO DO BRASIL SECURITIES LLC

BD
CRD#: 132701
MIAMI, FL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
SIE
Date: 7/28/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99
Date: 6/3/2013
Operations Professional Examination
SRO Registrations
RR
FINRA

Current Firm


BP
BTG PACTUAL US CAPITAL, LLC
BTG CAPITAL CORP. | BTG SECURITIES CORPORATION | BTG PACTUAL WEALTH MANAGEMENT | BTG PACTUAL US CAPITAL, LLC | BTG PACTUAL US CAPITAL LLC | BTG PACTUAL US CAPITAL CORP. | BTG PACTUAL US

CRD#: 149486 / SEC#: , 8-68148

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
601 Lexington Avenue 57th Floor, New York, NY 10022-6831
Mailing Address
601 Lexington Avenue 57th Floor, New York, NY 10022-6831
Phone number
(212) 293-4600
Established
Delaware since 05/07/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (49 States and Territories)


Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
BTG PACTUAL NY CORPORATIONMANAGING MEMBER
CAMPOS, LUCIANACHIEF FINANCIAL OFFICER/FINOP5875481
LIMA PONTES, GUSTAVOCHIEF OPERATING OFFICER5910623
MORITZ CAVALCANTI, RENATOCO-CEO7626573
PARK, DEAN SANG YOONCHIEF COMPLIANCE OFFICER4096412
TENENTE, ADRIANO FERNANDESCO-CEO5248572

Disclosures


Regulatory Event2

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BTG PACTUAL US CAPITAL, LLC

CRD#: 149486Miami, FL 33131

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