Deanna E. Trevino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Deanna Ellsworth Trevino, who also goes by Deanna Denise Ellsworth, Deanna D. E. Garcia, Deanna Denise Garcia, Deanna Denise Trevino, Deanna Denise Ellsworth Trevino, was a registered financial professional .
Deanna is a previously registered financial professional and started their career in finance in 2013. Deanna had worked at 3 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 2018 - April 14, 2021
KALOS MANAGEMENT
January 22, 2018 - April 14, 2021
KALOS CAPITAL, INC.
January 3, 2014 - December 31, 2017
PFS INVESTMENTS INC.
May 6, 2013 - December 31, 2017
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 12/22/2022
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
KALOS MANAGEMENT
CRD#: 133025 / SEC#: 801-65182
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,174 |
| AUM (Assets Under Management) | $ 128,562,434 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
