LA
Lucas G. Azevedo
BTG PACTUAL US CAPITAL
Miami, FL 33131
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CRD#: 6167827
LA
Professional summary
Lucas G Azevedo is a registered financial professional currently at BTG PACTUAL US CAPITAL, LLC located in Miami, Florida.
Lucas is registered as a RR (Registered Representative) and started their career in finance in 2019. Lucas has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Lucas G Azevedo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 22, 2020 - Present
BTG PACTUAL US CAPITAL, LLC
Office #1: 200 S Biscayne Blvd. 55th Floor Suite 5500, Miami, FL 33131BD
CRD#: 149486
Miami, FL
Past
October 22, 2019 - August 18, 2020
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
MIAMI, FL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/25/2023)
RR
Alaska(4/25/2023)
RR
Arizona(4/25/2023)
RR
Arkansas(4/25/2023)
RR
California(9/20/2022)
RR
Colorado(4/25/2023)
RR
Connecticut(4/25/2023)
RR
Delaware(9/20/2022)
RR
District of Columbia(4/25/2023)
RR
Florida(11/9/2021)
RR
Georgia(3/8/2023)
RR
Hawaii(4/25/2023)
RR
Idaho(4/25/2023)
RR
Illinois(9/20/2022)
RR
Indiana(4/25/2023)
RR
Iowa(4/25/2023)
RR
Kansas(4/25/2023)
RR
Kentucky(4/25/2023)
RR
Louisiana(4/25/2023)
RR
Maine(4/25/2023)
RR
Maryland(4/25/2023)
RR
Massachusetts(4/25/2023)
RR
Michigan(4/25/2023)
RR
Mississippi(4/25/2023)
RR
Missouri(6/20/2023)
RR
Montana(4/25/2023)
RR
Nebraska(4/25/2023)
RR
Nevada(4/25/2023)
RR
New Hampshire(4/25/2023)
RR
New Jersey(9/20/2022)
RR
New York(9/1/2022)
RR
North Carolina(4/25/2023)
RR
North Dakota(4/25/2023)
RR
Ohio(4/26/2023)
RR
Oklahoma(4/25/2023)
RR
Oregon(4/25/2023)
RR
Pennsylvania(4/25/2023)
RR
Puerto Rico(4/25/2023)
RR
Rhode Island(4/25/2023)
RR
South Carolina(4/25/2023)
RR
South Dakota(4/25/2023)
RR
Texas(9/20/2022)
RR
Utah(4/25/2023)
RR
Vermont(4/25/2023)
RR
Virgin Islands(4/25/2023)
RR
Washington(4/25/2023)
RR
West Virginia(4/25/2023)
RR
Wisconsin(4/28/2023)
RR
Wyoming(4/25/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/22/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BP
BTG PACTUAL US CAPITAL, LLC
BTG CAPITAL CORP. | BTG SECURITIES CORPORATION | BTG PACTUAL WEALTH MANAGEMENT | BTG PACTUAL US CAPITAL, LLC | BTG PACTUAL US CAPITAL LLC | BTG PACTUAL US CAPITAL CORP. | BTG PACTUAL US
CRD#: 149486 / SEC#: , 8-68148
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
601 Lexington Avenue 57th Floor, New York, NY 10022-6831
Mailing Address
601 Lexington Avenue 57th Floor, New York, NY 10022-6831
Phone number
(212) 293-4600
Established
Delaware since 05/07/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (49 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
Red Flags
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Company Information
BTG PACTUAL US CAPITAL, LLC
CRD#: 149486Miami, FL 33131TRUST BUT VERIFY
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