Austin K. Bone

WASATCH ADVISORS LP

Salt Lake City, UT 84108

Some features on this profile are disabled

CRD#: 6167578

Professional summary

Austin Kade Bone, who also goes by Austin K Bone, Austin Bone, is a registered financial advisor currently at WASATCH ADVISORS LP located in Salt Lake City, Utah.

Austin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Austin has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 87, Series 86 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Austin K Bone | Austin Bone

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Austin Kade Bone's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 11, 2021 - Present

WASATCH ADVISORS LP

Office #1: 505 S Wakara Way 3rd Floor, Salt Lake City, UT 84108

RIA

CRD#: 106081

Salt Lake City, UT

Past

June 7, 2013 - May 16, 2016

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WASATCH ADVISORS LP

CRD#: 106081 / SEC#: 801-11095

RIA

Registered Investment Advisory firm - (10/23/1975 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(1/11/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/7/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/19/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/16/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 87

Date: 7/27/2013

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 86

Date: 7/15/2013

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 7

Date: 6/6/2013

General Securities Representative Examination

Current Firm

WASATCH ADVISORS LP

CRD#: 106081 / SEC#: 801-11095

RIA

Registered Investment Advisory firm - (10/23/1975 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

505 Wakara Way 3rd Floor, Salt Lake City, UT 84108

Mailing Address

Phone number

(801) 533-0777

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 BROCHURE (3/13/2025)

Regulatory assets under management

Total Number of Accounts	244
AUM (Assets Under Management)	$ 27,916,763,225

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Kyle Fukuchi

OSAIC WEALTH, INC.

IAR

Farmington, UT

Neal Hansen

NET WORTH ADVISORY GROUP, LLC

IAR

Sandy, UT

Justin Lizama

SIMPLE FINANCIAL, LLC

IAR

West Jordan, UT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Austin K. Bone

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Austin Kade Bone's CRS (Customer Relationship Summary).

Certified licenses

Experience

GOLDMAN SACHS & CO. LLC

Primary Firm SEC Registration

WASATCH ADVISORS LP

State Registrations and Notice Filings

Exams

Series 65

Date: 1/7/2021

Series 63

Date: 6/19/2013

SIE

Date: 5/16/2016

Series 87

Date: 7/27/2013

Series 86

Date: 7/15/2013

Series 7

Date: 6/6/2013

Current Firm

WASATCH ADVISORS LP

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WASATCH ADVISORS LP

TRUST BUT VERIFY

Similar Advisors