James J. Barrett
Professional summary
James Joseph Barrett V, AIF®, CFP®, who also goes by Jay Barrett, is a registered financial advisor currently at GRIMES & COMPANY located in Alton, New Hampshire.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. James has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view James Joseph Barrett V's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2015
Experience
August 14, 2015 - Present
GRIMES & COMPANY
January 23, 2014 - July 16, 2015
COMMONWEALTH FINANCIAL NETWORK
October 14, 2013 - July 16, 2015
COMMONWEALTH FINANCIAL NETWORK
Primary Firm SEC Registration
GRIMES & COMPANY
CRD#: 109420 / SEC#: 801-57193
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/14/2022)
(6/27/2017)
Exams
Current Firm
GRIMES & COMPANY
CRD#: 109420 / SEC#: 801-57193
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 9,415 |
| AUM (Assets Under Management) | $ 5,592,556,041 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
