Taylor M. Holloway

RIDGELINE WEALTH ADVISORS.

Raleigh, NC 27615

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CRD#: 6167355

Professional summary

Taylor M Holloway, who also goes by Taylor Michelle Holloway, is a registered financial advisor currently at RIDGELINE WEALTH ADVISORS, LLC. located in Raleigh, North Carolina.

Taylor is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Taylor has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Taylor Michelle Holloway

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Taylor M Holloway's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 17, 2025 - Present

RIDGELINE WEALTH ADVISORS, LLC.

Office #1: 7500 Six Forks Rd, Suite 100, Raleigh, NC 27615

RIA

CRD#: 284843

Raleigh, NC

Past

November 18, 2024 - February 21, 2025

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

Raleigh, NC

Past

November 18, 2024 - February 21, 2025

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

Raleigh, NC

Past

September 29, 2015 - September 16, 2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

RALEIGH, NC

Past

April 20, 2015 - September 16, 2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

RALEIGH, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RIDGELINE WEALTH ADVISORS, LLC.

PLC WEALTH MANAGEMENT, LLC | RIDGELINE WEALTH ADVISORS, LLC. | RIDGELINE WEALTH ADVISORS

CRD#: 284843 / SEC#: 801-130251

RIA

Registered Investment Advisory firm - (5/14/2024 Approved)

North Carolina

Registered Investment Advisory firm - (5/29/2024 Terminated)

Tennessee

Registered Investment Advisory firm - (11/22/2017 Terminated)

Texas

Registered Investment Advisory firm - (5/15/2024 Terminated)

Virginia

Registered Investment Advisory firm - (5/28/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(3/17/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/28/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/20/2015

General Securities Representative Examination

Current Firm

RIDGELINE WEALTH ADVISORS, LLC.

PLC WEALTH MANAGEMENT, LLC | RIDGELINE WEALTH ADVISORS, LLC. | RIDGELINE WEALTH ADVISORS

CRD#: 284843 / SEC#: 801-130251

RIA

Registered Investment Advisory firm - (5/14/2024 Approved)

North Carolina

Registered Investment Advisory firm - (5/29/2024 Terminated)

Tennessee

Registered Investment Advisory firm - (11/22/2017 Terminated)

Texas

Registered Investment Advisory firm - (5/15/2024 Terminated)

Virginia

Registered Investment Advisory firm - (5/28/2024 Terminated)

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Contact information

Main Address

7500 Six Forks Rd, Suite 100, Raleigh, NC 27615

Mailing Address

Phone number

(919) 782-0494

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RIDGELINE WEALTH ADVISORS, LLC ADV PART 2A AND 2B (3/31/2025)

Regulatory assets under management

Total Number of Accounts	646
AUM (Assets Under Management)	$ 141,672,307

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Taylor M. Holloway

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Taylor M Holloway's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

RIDGELINE WEALTH ADVISORS, LLC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/28/2015

SIE

Date: 10/1/2018

Series 7

Date: 4/20/2015

Current Firm

RIDGELINE WEALTH ADVISORS, LLC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RIDGELINE WEALTH ADVISORS, LLC.

TRUST BUT VERIFY

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