Michael G. Greim

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CRD#: 6167287

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael George Greim was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 2013. Michael had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 18, 2015 - July 2, 2018

LNW

RIA

CRD#: 113400

SEATTLE, WA

Past

April 30, 2014 - January 27, 2015

ROYAL FINANCIAL

RIA

CRD#: 111339

NEWPORT BEACH, CA

Past

April 25, 2014 - January 27, 2015

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CRD#: 20804

NEWPORT BEACH, CA

Past

March 1, 2014 - March 19, 2014

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

IRVINE, CA

Past

March 1, 2014 - March 19, 2014

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

IRVINE, CA

Past

March 5, 2013 - January 14, 2014

SIGNATOR INVESTORS, INC.

CRD#: 468

ANAHEIM, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LNW

CRD#: 113400 / SEC#: 801-60345

RIA

Registered Investment Advisory firm - (6/8/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/20/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/14/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/27/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/8/2013

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/4/2013

Investment Company Products/Variable Contracts Representative Examination

Current Firm

LNW

CRD#: 113400 / SEC#: 801-60345

RIA

Registered Investment Advisory firm - (6/8/2001 Approved)

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Contact information

Main Address

801 Second Avenue, Suite 1600, Seattle, WA 98104-1564

Mailing Address

Phone number

(206) 464-5100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LNW WEALTH MANAGMENT LLC - PART 2A ANNUAL UPDATE MARCH 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,463
AUM (Assets Under Management)	$ 4,526,284,775

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael G. Greim

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ROYAL FINANCIAL

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

SIGNATOR INVESTORS, INC.

Primary Firm SEC Registration

LNW

State Registrations and Notice Filings

Exams

Series 65

Date: 11/20/2013

Series 63

Date: 3/14/2013

SIE

Date: 1/27/2015

Series 7

Date: 11/8/2013

Series 6

Date: 3/4/2013

Current Firm

LNW

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LNW

TRUST BUT VERIFY

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