Benjamin Edward Holzhauser
Professional Summary
Benjamin Edward Holzhauser, who also goes by Ben Holzhauser, is a registered financial advisor currently at FIVE PINE WEALTH located in Coeur D'alene, Idaho. Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Benjamin has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22 and Series 62 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Ben Holzhauser
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
12 years in the financial services industry
Current & Past Employments
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Current Firm
FIVE PINE WEALTH | FIVE PINE WEALTH MANAGEMENT INC. | FIVE PINE WEALTH MANAGEMENT
Contact Information
Main Address
250 Northwest Blvd. Suite 111, Coeur D'alene, ID 83814Phone Number
(877) 333-1015# of Employees
3SEC notice filing (7 States and Territories)
Registered to provide investment advisory services in 7 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
960AUM (Assets Under Management)
$191,751,292Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
FIVE PINE WEALTH | FIVE PINE WEALTH MANAGEMENT INC. | FIVE PINE WEALTH MANAGEMENT
State Registrations and Notice Filings
(7/23/2024)
(6/27/2024)
(1/14/2022)
(6/27/2024)
(7/1/2024)
(1/3/2024)
(6/27/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 22 — Direct Participation Programs Representative Examination
Passed Mar 2015About the Series 22 examSeries 62 — Corporate Securities Limited Representative Examination
Passed Apr 2014Similar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Benjamin Edward Holzhauser's CRS (Customer Relationship Summary).
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