William R. Hesmer

OAK HARBOR WEALTH PARTNERS

Raleigh, NC 27612

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CRD#: 6166507

Professional summary

William Russell Hesmer, AIF®, CFP® is a registered financial advisor currently at OAK HARBOR WEALTH PARTNERS, LLC located in Raleigh, North Carolina.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. William has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Cutie Patootie Art, LLC Address: Raleigh, NC Nature of the Business: Business Owner Position/Title: Proprietor/Owner Investment Related:No Start Date: 07/01/2016 Hours per month devoted to this business: 10 Hours per month devoted to this business during trading hours: 0 Description of duties: Advise on business/finance decisions. Investor

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Russell Hesmer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2014

Experience

Current

October 1, 2021 - Present

OAK HARBOR WEALTH PARTNERS, LLC

Office #1: 3101 Glenwood Avenue Suite 102, Raleigh, NC 27612

RIA

CRD#: 311528

Raleigh, NC

Past

April 29, 2013 - October 29, 2021

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

RALEIGH, NC

Past

March 25, 2013 - October 29, 2021

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

RALEIGH, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OAK HARBOR WEALTH PARTNERS, LLC

OAK HARBOR WEALTH PARTNERS, LLC | SPORTING WEALTH PARTNERS

CRD#: 311528 / SEC#: 801-122270

RIA

Registered Investment Advisory firm - (9/3/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(10/1/2021)

IAR

Texas
(1/28/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/26/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/22/2013

General Securities Representative Examination

Current Firm

OAK HARBOR WEALTH PARTNERS, LLC

OAK HARBOR WEALTH PARTNERS, LLC | SPORTING WEALTH PARTNERS

CRD#: 311528 / SEC#: 801-122270

RIA

Registered Investment Advisory firm - (9/3/2021 Approved)

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Contact information

Main Address

3101 Glenwood Avenue Suite 102, Raleigh, NC 27612

Mailing Address

Phone number

(919) 800-0705

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

OHW ADV AA 2A 3.27.2025 (3/27/2025)

Regulatory assets under management

Total Number of Accounts	1,480
AUM (Assets Under Management)	$ 623,140,608

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William R. Hesmer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Russell Hesmer's CRS (Customer Relationship Summary).

Certified licenses

Experience

OAK HARBOR WEALTH PARTNERS, LLC

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

Primary Firm SEC Registration

OAK HARBOR WEALTH PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/26/2013

SIE

Date: 10/1/2018

Series 7

Date: 3/22/2013

Current Firm

OAK HARBOR WEALTH PARTNERS, LLC

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OAK HARBOR WEALTH PARTNERS, LLC

TRUST BUT VERIFY

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