JP
John M. Park
STRATEGIC PLANNING GROUP
Bountiful, UT 84010
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CRD#: 6166417
JP
Professional summary
John Michael Park is a registered financial advisor currently at STRATEGIC PLANNING GROUP located in Bountiful, Utah.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. John has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. JOHN M. PARK, SOLE PROPRIETOR; INVESTMENT RELATED; INSURANCE AGENT; INSURANCE PRODUCT SALES AND SERVICES; BOUNTIFUL, UT; START DATE 10/2014 2. JP FINANCIAL LLC; INVESTMENT RELATED; WEALTH MANAGEMENT ADVISOR; 190 SOUTH MAIN ST BOUNTIFUL UT 84010; COMPANY THAT I USE FOR PAYROLL; MANAGER AND SOLE MEMBER; START DATE 01/2015; 20 HOURS A MONTH/0 DURING SECURITIES TRADING; THIS BUSINESS IS SOLEY USED TO RECEIVE INCOME AS A 1099 RECIPIENT FROM MY BROKER-DEALER AND RIA. I TRANSFER THE COMPENSATION RECEIVED FROM MY ACTIVITIES AS A REGISTERED REP AND INVESTMENT ADVISOR REP INTO THIS ACCOUNT AND PAY MINE AND MY ASSISTANT'S PAYROLL 3. JOHN PARK SOLE PROPRIETOR. NON-INVESTMENT RELATED. RE-SELLING GOODS ONLINE. 10 HRS/MONTH, 0 DURING TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view John Michael Park's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 2, 2014 - Present
STRATEGIC PLANNING GROUP
Office #1: 190 South Main Street, Bountiful, UT 84010RIA
CRD#: 113844
Bountiful, UT
Past
November 1, 2017 - September 10, 2020
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Bountiful, UT
Past
October 30, 2015 - November 10, 2017
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
Bountiful, UT
Past
October 23, 2014 - October 27, 2015
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
OGDEN, UT
Past
October 22, 2014 - November 10, 2017
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
Bountiful, UT
Past
February 4, 2014 - May 9, 2014
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
OGDEN, UT
Past
May 15, 2013 - May 9, 2014
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
SOUTH OGDEN, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SP
STRATEGIC PLANNING GROUP
STRATEGIC PLANNING GROUP | STRATEGIC PLANNING GROUP, LLC
CRD#: 113844 / SEC#: 801-112440
RIA
Registered Investment Advisory firm - (2/22/2018 Approved)Texas
Registered Investment Advisory firm - (2/23/2018 Terminated)Utah
Registered Investment Advisory firm - (3/8/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Louisiana(12/8/2023)
IAR
Utah(12/2/2014)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SP
STRATEGIC PLANNING GROUP
STRATEGIC PLANNING GROUP | STRATEGIC PLANNING GROUP, LLC
CRD#: 113844 / SEC#: 801-112440
RIA
Registered Investment Advisory firm - (2/22/2018 Approved)Texas
Registered Investment Advisory firm - (2/23/2018 Terminated)Utah
Registered Investment Advisory firm - (3/8/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
190 South Main Street, Bountiful, UT 84010
Mailing Address
Phone number
(801) 627-2200
Established
Firm type
Fiscal year end
# of Employees
19
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,999 |
| AUM (Assets Under Management) | $ 813,369,866 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC PLANNING GROUP
CRD#: 113844Bountiful, UT 84010TRUST BUT VERIFY
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