Heather Rezab

PUNCH & ASSOCIATES INVESTMENT MANAGEMENT

Edina, MN 55435

Some features on this profile are disabled

CRD#: 6166324

Professional summary

Heather Rezab, who also goes by Heather Natalie Gardner, Heather Natalie Rezab, is a registered financial advisor currently at PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. located in Edina, Minnesota.

Heather is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Heather has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Heather Natalie Gardner | Heather Natalie Rezab

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. State of MN; 11621 Idaho Ave N Champlin MN 55316; State Government; Notary Public; 01/26/2023; 1.00hr/year; Not during securities trading hours; : Investment-Related

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Heather Rezab's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 29, 2025 - Present

PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.

Office #1: 7701 France Avenue South #300, Edina, MN 55435

RIA

CRD#: 117962

Edina, MN

Past

September 8, 2023 - August 21, 2025

STIFEL, NICOLAUS & COMPANY, INCORPORATED

RIA

CRD#: 793

GOLDEN VALLEY, MN

Past

September 8, 2023 - August 21, 2025

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

GOLDEN VALLEY, MN

Past

October 28, 2022 - September 7, 2023

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

PLYMOUTH, MN

Past

April 18, 2022 - September 7, 2023

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

PLYMOUTH, MN

Past

August 29, 2017 - March 28, 2022

LARSON FINANCIAL SECURITIES, LLC

CRD#: 152517

St. Louis Park, MN

Past

February 21, 2014 - February 14, 2017

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

GOLDEN VALLEY, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.

BRIDGEWATER CAPITAL ADVISORS | PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | BRIGDGEWATER CAPITAL ADVISORS, LLC | BRIDGEWATER CAPITAL ADVISORS, LLC | BRIDGEWATER CAPITAL ADVISORS, INC.

CRD#: 117962 / SEC#: 801-61205

RIA

Registered Investment Advisory firm - (5/31/2002 Approved)

Minnesota

Registered Investment Advisory firm - (5/31/2002 Cancelled)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(8/29/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/28/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/28/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/20/2014

General Securities Representative Examination

Current Firm

PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.

BRIDGEWATER CAPITAL ADVISORS | PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | BRIGDGEWATER CAPITAL ADVISORS, LLC | BRIDGEWATER CAPITAL ADVISORS, LLC | BRIDGEWATER CAPITAL ADVISORS, INC.

CRD#: 117962 / SEC#: 801-61205

RIA

Registered Investment Advisory firm - (5/31/2002 Approved)

Minnesota

Registered Investment Advisory firm - (5/31/2002 Cancelled)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

7701 France Avenue South #300, Edina, MN 55435

Mailing Address

Phone number

(952) 224-4350

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. DISCLOSURE BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	540
AUM (Assets Under Management)	$ 2,086,855,319

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Chad Rusten

ELEMENT SQUARED PRIVATE WEALTH

IAR

Minneapolis, MN

Janai Deitt

THRIVENT INVESTMENT MANAGEMENT INC.

IAR

McKinney, TX

Steven Schmidt

LPL ENTERPRISE, LLC

IAR

ST. LOUIS PARK, MN

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Heather Rezab

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Heather Rezab's CRS (Customer Relationship Summary).

Certified licenses

Experience

STIFEL, NICOLAUS & COMPANY, INCORPORATED

STIFEL, NICOLAUS & COMPANY, INCORPORATED

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

LARSON FINANCIAL SECURITIES, LLC

STIFEL, NICOLAUS & COMPANY, INCORPORATED

Primary Firm SEC Registration

PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/28/2022

Series 63

Date: 4/28/2014

SIE

Date: 10/1/2018

Series 7

Date: 2/20/2014

Current Firm

PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.

TRUST BUT VERIFY

Similar Advisors