Jesse Truman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jesse Truman, who also goes by Jj Joseph Truman IV, was a registered financial professional .
Jesse is a previously registered financial professional and started their career in finance in 2014. Jesse had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 6, 2015 - September 22, 2016
STIRA CAPITAL MARKETS GROUP, LLC
March 12, 2014 - July 22, 2014
PARK AVENUE SECURITIES LLC
January 4, 2014 - July 22, 2014
PARK AVENUE SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
STIRA CAPITAL MARKETS GROUP, LLC
CRD#: 141277 / SEC#: , 8-67373
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
