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CB

Cody S. Barnhart

Some features on this profile are disabled
CRD#: 6165889
CB

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Cody S Barnhart, who also goes by Cody Steven Barnhart, Cody Barnhart, was a registered financial professional .

Cody is a previously registered financial professional and started their career in finance in 2013. Cody had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Cody Steven Barnhart | Cody Barnhart

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 2, 2019 - July 6, 2021

TOTH FINANCIAL ADVISORY CORP

RIA
CRD#: 104952
LEESBURG, VA
Past

March 28, 2017 - May 10, 2017

TD AMERITRADE, INC.

RIA
CRD#: 7870
WASHINGTON, DC
Past

March 28, 2017 - May 10, 2017

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 111514
Washington, DC
Past

March 3, 2017 - May 10, 2017

TD AMERITRADE, INC.

BD
CRD#: 7870
WASHINGTON, DC
Past

July 19, 2016 - September 21, 2016

ADP BROKER-DEALER, INC.

BD
CRD#: 37693
ROSELAND, NJ
Past

August 6, 2013 - July 11, 2016

NATIONWIDE SECURITIES, LLC

BD
CRD#: 11173
COLUMBUS, OH
Past

February 24, 2013 - August 7, 2013

NATIONWIDE INVESTMENT SERVICES CORPORATION

BD
CRD#: 7110
DUBLIN, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TOTH FINANCIAL ADVISORY CORP
TOTH AND ASSOCIATES, INC, | TOTH FINANCIAL ADVISORY CORP

CRD#: 104952 / SEC#: 801-27662

RIA
Registered Investment Advisory firm - (8/21/1986 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/17/2017
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 7/26/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 5/10/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/3/2017
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 2/22/2013
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 26
Date: 4/7/2014
Investment Company Products/Variable Contracts Principal Examination

Current Firm

TF
TOTH FINANCIAL ADVISORY CORP
TOTH AND ASSOCIATES, INC, | TOTH FINANCIAL ADVISORY CORP

CRD#: 104952 / SEC#: 801-27662

RIA
Registered Investment Advisory firm - (8/21/1986 Approved)
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Contact information

Main Address
608 South King Street Suite 300, Leesburg, VA 20175
Mailing Address
Phone number
(703) 443-8684
Established
Firm type
Fiscal year end
# of Employees
18

SEC notice filing (18 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

TFAC FORM ADV PART 2A AND 2B MARCH 2024 (8/4/2025)

Regulatory assets under management

Total Number of Accounts2,190
AUM (Assets Under Management)$ 1,015,808,953

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TOTH FINANCIAL ADVISORY CORP

CRD#: 104952

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