George Galat
CFP®Professional Summary
George Galat, CFP®, who also goes by George Galat V, was a registered financial advisor. George was a previously registered financial professional and started their career in finance 2013 - 2026. George had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Retirement Planning
- Risk Management & Insurance
- Cashflow & Budgeting
- Investment Management
- Financial Planning
- Estate & Legacy Planning
- Education Funding
- Tax Planning
- Business Services
Specializations
Biography
With a decade of experience in the financial industry at companies both big (Vanguard, UBS) and small (Mosaic Financial Partners, Grove, Facet Wealth), George has a unique perspective on not just where the financial services industry has been, but where it's going. he's spent the bulk of his professional career in San Francisco serving clients working in Silicon Valley and across the Bay Area, experience that has cultivated a passion for helping early and mid-career...
Other Aliases
George Galat V
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
13 years registered in the securities industry
Current & Past Employments
Past
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Current Firm
ENTREWEALTH | SOCHA CAPITAL WEALTH STRATEGIES | SOCHA CAPITAL | ENTREWEALTH, LLC
Contact Information
Main Address
Austin, TXMailing Address
701 S Capital Of Texas Hwy Ste D420-343, Austin, TX 78746Phone Number
(512) 240-2244# of Employees
20SEC notice filing (22 States and Territories)
Registered to provide investment advisory services in 22 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
617AUM (Assets Under Management)
$326,314,431Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
ENTREWEALTH | SOCHA CAPITAL WEALTH STRATEGIES | SOCHA CAPITAL | ENTREWEALTH, LLC
State Registrations and Notice Filings
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Mar 2013About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Services Offered by George
- Retirement Planning
- Risk Management & Insurance
- Cashflow & Budgeting
- Investment Management
- Financial Planning
- Estate & Legacy Planning
- Education Funding
- Tax Planning
- Business Services
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