James S. Robertson
Professional summary
James Seear Robertson is a registered financial professional currently at QUANTLAB BROKERAGE, LLC located in Houston, Texas.
James is registered as a RR (Registered Representative) and started their career in finance in 2013. James has worked at 2 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 99, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Seear Robertson's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 3, 2022 - Present
QUANTLAB BROKERAGE, LLC
Office #1: 3 Greenway Plaza Suite 200, Houston, TX 77046Office #2: 3 Greenway Plaza Suite 200, Houston, TX 77046March 5, 2013 - March 4, 2020
QUANTLAB SECURITIES LP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/23/2022)
Exams
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
MIAX PEARL, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
QUANTLAB BROKERAGE, LLC
CRD#: 299468 / SEC#: , 8-70274
Contact information
FINRA licenses (4 States and Territories)
Documents
Red Flags
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