Kyle R. Bauser
Professional summary
Kyle Royal Bauser, who also goes by Kyle Bauser, is a registered financial professional currently at AMERICAN CAPITAL PARTNERS, LLC located in New York, New York.
Kyle is registered as a RR (Registered Representative) and started their career in finance in 2014. Kyle has worked at 7 firms and has passed the Series 63, Series 79TO, SIE, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kyle Royal Bauser's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 5, 2026 - Present
AMERICAN CAPITAL PARTNERS, LLC
Office #1: 4 World Trade Center 49th Floor, New York, NY 10007May 12, 2025 - May 4, 2026
ROTH CAPITAL PARTNERS, LLC
April 25, 2024 - May 2, 2025
B. RILEY SECURITIES, INC.
April 4, 2022 - October 17, 2023
LAKE STREET CAPITAL MARKETS, LLC
August 2, 2018 - March 25, 2022
COLLIERS SECURITIES LLC
April 27, 2015 - April 13, 2016
PIPER SANDLER & CO.
January 28, 2015 - May 21, 2015
CREDIT SUISSE SECURITIES (USA) LLC
April 2, 2014 - January 26, 2015
PIPER SANDLER & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 3/4/2023
Investment Banking Registered Representative ExaminationFINRA
NYSE American LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
AMERICAN CAPITAL PARTNERS, LLC
CRD#: 119249 / SEC#: , 8-65165
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 2 |
Red Flags
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