Nikolaos Paloumbis
Professional summary
Nikolaos Paloumbis, who also goes by Nick Paloumbis, is a registered financial advisor currently at RETIRED CAPITAL LLC located in New York, New York.
Nikolaos is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Nikolaos has worked at 7 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Nikolaos Paloumbis's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 17, 2021 - Present
RETIRED CAPITAL LLC
April 13, 2015 - August 19, 2021
ALEXANDER CAPITAL, L.P.
April 11, 2014 - April 13, 2015
GLOBAL ARENA CAPITAL CORP
October 8, 2013 - April 7, 2014
SPARTAN CAPITAL SECURITIES, LLC
July 10, 2013 - September 9, 2013
NATIONAL SECURITIES CORPORATION
May 9, 2013 - June 10, 2013
JOHN THOMAS FINANCIAL
May 3, 2013 - June 7, 2013
BLACKBOOK CAPITAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/17/2021)
(8/17/2021)
Exams
Series 7TO
Date: 6/25/2024
General Securities Representative ExaminationCurrent Firm
RETIRED CAPITAL LLC
CRD#: 313809 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 74 |
| AUM (Assets Under Management) | $ 6,500,000 |
Red Flags
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