Sean T. Srisamang
Professional summary
Sean Tana Srisamang, who also goes by Tana Sean Srisam-ang, Tana Sean Srisamang, is a registered financial professional currently at VIENNA CAPITAL PARTNERS LLC located in New York, New York.
Sean is registered as a RR (Registered Representative) and started their career in finance in 2013. Sean has worked at 4 firms and has passed the Series 63, Series 7TO, SIE, Series 7, Series 79, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sean Tana Srisamang's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 27, 2023 - Present
VIENNA CAPITAL PARTNERS LLC
Office #1: 40 Wall Street 17th Fl, New York, NY 10005November 5, 2015 - June 20, 2016
BARDI CO. LLC
May 8, 2014 - August 6, 2015
DEFILIPPO CAPITALE PARTNERS LLC
March 5, 2013 - May 22, 2013
MOSAIC CAPITAL SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/10/2023)
(3/10/2023)
Exams
Series 7TO
Date: 2/27/2023
General Securities Representative ExaminationFINRA
Current Firm
VIENNA CAPITAL PARTNERS LLC
CRD#: 311852 / SEC#: , 8-70631
Contact information
FINRA licenses (19 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TOMASA ANTONIA HOLDINGS LLC | DIRECT OWNER | |
| DEFILIPPO, VINCENT JAMES | CCO | 2792048 |
| KAPPOTIS, ERNEST DOMENIC | FINOP |
Red Flags
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