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SM

Scott D. Madden

RICE, VOELKER
CRD#: 6165150
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SM
Scott David MaddenRICE, VOELKER

Professional summary

Scott David Madden, who also goes by Scott D Madden, is a registered financial advisor currently at RICE, VOELKER, LLC .

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Scott has worked at 2 firms and has passed the SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Scott D Madden

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott David Madden's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 24, 2025 - Present

RICE, VOELKER, LLC

RIA
CRD#: 39838
Past

May 6, 2014 - October 15, 2025

RICE, VOELKER, LLC

BD
CRD#: 39838
Metairie, LA
Past

February 15, 2013 - June 12, 2014

FREEGULLIVER, LLC

RIA
CRD#: 117040
NEW ORLEANS, LA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Louisiana
(7/24/2025)

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/6/2014
General Securities Representative Examination

Current Firm

RV
RICE, VOELKER, LLC
CAERLEON CAPITAL, L.L.C. | TRACEEQUITY | RICE, VOELKER, LLC | RICE, VOELKER BROTHERS & FRANTZEN, L.L.C.

CRD#: 39838 / SEC#: , 8-48854

Louisiana
Registered Investment Advisory firm - SEC (7/24/2025 Approved)
BD
Terminated by SEC on 11/24/2025
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Contact information

Main Address
625 Girod Street, Suite B, Mandeville, LA 70448
Mailing Address
Phone number
(985) 898-3477
Established
Louisiana since 10/05/1995
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
6

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
ARMAND, CORY BLAINEEXECUTIVE OFFICER/ MANAGING PARTNER4823186
JOSEPH, SEYMOUR BENJAMIN IVPARTNER4746553
LAMBERT, DALTON GRANTPARTNER2795165
PARRIE, ADAM BRIANCCO / FINOP6104343

Disclosures

Regulatory Event3

Red Flags

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Company Information

RICE, VOELKER, LLC

CRD#: 39838

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