Padam Singh
Professional summary
Padam Singh is a registered financial professional currently at LUMENT SECURITIES, LLC located in Atlanta, Georgia.
Padam is registered as a RR (Registered Representative) and started their career in finance in 2013. Padam has worked at 2 firms and has passed the Series 63, SIE, Series 52 and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Padam Singh's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 13, 2018 - Present
LUMENT SECURITIES, LLC
Office #1: 3560 Lenox Road Suite 1225, Atlanta, GA 30326May 3, 2013 - February 12, 2018
LANCASTER POLLARD & CO., LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/13/2018)
(2/13/2018)
Exams
FINRA
Current Firm
LUMENT SECURITIES, LLC
CRD#: 14840 / SEC#: , 8-31175
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LUMENT REAL ESTATE CAPITAL HOLDINGS, LLC | SHAREHOLDER | |
| CROFT, JAMES FRANCIS | CHAIRMAN, BOARD OF MANAGERS | 2148025 |
| KIRKWOOD, ROBERT THOMAS | CHIEF EXECUTIVE OFFICER, BOARD OF MANAGERS | 6025468 |
| MAINELLI, KEVIN JOSEPH | MANAGING DIRECTOR - CHIEF COMPLIANCE OFFICER | 1751991 |
| SMITH, MARY AGNES | CHIEF FINANCIAL OFFICER AND FINOP | 2498307 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
