Jeffery T. Warren
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffery Todd Warren, who also goes by Jeff Warren, was a registered financial professional .
Jeffery is a previously registered financial professional and started their career in finance in 2013. Jeffery had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 26, 2018 - July 20, 2018
LANIER SECURITIES LLC
September 7, 2017 - October 27, 2017
MML INVESTORS SERVICES, LLC
June 23, 2017 - October 27, 2017
MML INVESTORS SERVICES, LLC
March 3, 2016 - May 10, 2017
BB&T INVESTMENT SERVICES, INC.
March 1, 2016 - May 10, 2017
BB&T INVESTMENT SERVICES, INC.
April 29, 2013 - August 20, 2015
MORGAN STANLEY
April 1, 2013 - August 20, 2015
MORGAN STANLEY
State Registrations and Notice Filings
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Exams
Current Firm
LANIER SECURITIES LLC
CRD#: 285277 / SEC#: , 8-69835
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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