Paul A. Cox

COX ADVISORS

Gilbert, AZ 85225

Some features on this profile are disabled

CRD#: 6164388

Professional summary

Paul Anthony Cox is a registered financial advisor currently at COX ADVISORS, LLC located in Gilbert, Arizona.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Paul has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1-SAFE MONEY RETIREMENT LLC START DATE 02/2009 GILBERT, ARIZONA OWNER/AGENT 10 HRS PER WEEK 2 - PAUL COX, SOLE PROPRIETOR; INSURANCE GILBERT, ARIZONA START DATE: 03/2009 80 HOURS PER MONTH/65 HOURS PER MONTH DURING TRADING HOURS. INSURANCE SALES NAME OF THE OTHER BUSINESS: PEAK COMMERCIAL CONSULTANTS, LLC WHETHER THE BUSINESS IS INVESTMENT-RELATED: YES ADDRESS OF THE OTHER BUSINESS: 318 W DUBLIN ST GILBERT, AZ 85233 NATURE OF THE OTHER BUSINESS: REAL ESTATE POSITION, TITLE, OR RELATIONSHIP WITH THE OTHER BUSINESS: REAL ESTATE SALESPERSON START DATE OF YOUR RELATIONSHIP: 7-2015 APPROXIMATE NUMBER OF HOURS/MONTH YOU DEVOTE TO THE OTHER BUSINESS: 10 NUMBER OF HOURS YOU DEVOTE TO THE OTHER BUSINESS DURING SECURITIES TRADING HOURS: .5 HOURS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Anthony Cox's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 4, 2015 - Present

COX ADVISORS, LLC

Office #1: 1245 N. Hobson St, Gilbert, AZ 85225

RIA

CRD#: 174431

Gilbert, AZ

Past

April 2, 2013 - February 19, 2015

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

RIA

CRD#: 132070

GILBERT, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(2/4/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/10/2012

Uniform Investment Adviser Law Examination

Current Firm

COX ADVISORS, LLC

CRD#: 174431 / SEC#:

Arizona

Registered Investment Advisory firm - (2/4/2015 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1245 N. Hobson St, Gilbert, AZ 85225

Mailing Address

Po Box 2900, Gilbert, AZ 85299

Phone number

(480) 264-5170

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	105
AUM (Assets Under Management)	$ 19,647,818

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Joseph Di Vito

RBC CAPITAL MARKETS, LLC

IAR

Scottsdale, AZ

Derek Jackson

PFS INVESTMENTS INC.

Phoenix, AZ

Zachary Holly

OSAIC WEALTH, INC.

IAR

PHOENIX, AZ

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Paul A. Cox

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Anthony Cox's CRS (Customer Relationship Summary).

Certified licenses

Experience

COX ADVISORS, LLC

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/10/2012

Current Firm

COX ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

COX ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors