Laura A. O'reilly
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Laura Adele O'reilly was a registered financial professional .
Laura is a previously registered financial professional and started their career in finance in 2013. Laura had worked at 2 firms and has passed the Series 63, SIE, Series 87, Series 37 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 15, 2014 - September 9, 2015
INTL FCSTONE CREDIT TRADING LLC
April 8, 2013 - September 9, 2015
GRIFFITHS MCBURNEY CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 37
Date: 4/7/2013
Canada Module of the General Securities Registered Representative (With Options Questions)Current Firm
INTL FCSTONE CREDIT TRADING LLC
CRD#: 41025 / SEC#: , 8-49291
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
