Francis W. Sedgwick

CAPITAL WEALTH PLANNING

AMBLER, PA

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CRD#: 6164164

Professional summary

Francis William Sedgwick III, who also goes by Fran Sedgwick, is a registered financial advisor currently at CAPITAL WEALTH PLANNING, LLC located in Ambler, Pennsylvania.

Francis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Francis has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Fran Sedgwick

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Francis William Sedgwick III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 28, 2026 - Present

CAPITAL WEALTH PLANNING, LLC

RIA

CRD#: 150764

AMBLER, PA

Past

April 20, 2023 - March 30, 2026

SEI INVESTMENTS MANAGEMENT CORP

RIA

CRD#: 105146

OAKS, PA

Past

April 20, 2023 - March 30, 2026

SEI INVESTMENTS DISTRIBUTION CO.

CRD#: 10690

OAKS, PA

Past

September 28, 2016 - June 29, 2022

BNY ADVISORS

RIA

CRD#: 106108

PENNINGTON, NJ

Past

May 12, 2015 - June 27, 2022

PERSHING LLC

CRD#: 7560

KING OF PRUSSIA, PA

Past

March 29, 2013 - April 27, 2015

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPITAL WEALTH PLANNING, LLC

CRD#: 150764 / SEC#: 801-70333

RIA

Registered Investment Advisory firm - (6/30/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(4/28/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/25/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/8/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 3/28/2013

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CAPITAL WEALTH PLANNING, LLC

CRD#: 150764 / SEC#: 801-70333

RIA

Registered Investment Advisory firm - (6/30/2009 Approved)

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Contact information

Main Address

9015 Strada Stell Ct Suite 203, Naples, FL 34109

Mailing Address

Phone number

(239) 593-2100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CWP FORM ADV PART 2A (MAY 5, 2020) (3/20/2026)

Regulatory assets under management

Total Number of Accounts	14,502
AUM (Assets Under Management)	$ 17,247,323,339

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Francis W. Sedgwick

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Francis William Sedgwick III's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPITAL WEALTH PLANNING, LLC

SEI INVESTMENTS MANAGEMENT CORP

SEI INVESTMENTS DISTRIBUTION CO.

BNY ADVISORS

PERSHING LLC

LINCOLN FINANCIAL DISTRIBUTORS, INC.

Primary Firm SEC Registration

CAPITAL WEALTH PLANNING, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/25/2016

Series 63

Date: 4/8/2013

SIE

Date: 10/1/2018

Series 6

Date: 3/28/2013

Current Firm

CAPITAL WEALTH PLANNING, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAPITAL WEALTH PLANNING, LLC

TRUST BUT VERIFY

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