RD
Ronald W. Devon
ALERA INVESTMENT ADVISORS
Tacoma, WA 98402-4322
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CRD#: 6164071
RD
Professional summary
Ronald William Devon, who also goes by Ron Devon, is a registered financial advisor currently at ALERA INVESTMENT ADVISORS, LLC located in Tacoma, Washington and OSAIC WEALTH, INC. located in Tacoma, Washington.
Ronald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Ronald has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ron Devon
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Alera Investment Advisors,LLC;investment related;Three Parkway North,Suite 500,Deerfield,IL 60015;investment advisory accounts/financial planning;IAR;11/1/2018;5 hrs/month;.5 hrs during trading;assisting in the service of investment advisory clients 2)The Wilson Agency;not investment related;300 A St,#400,Anchorage,AK 99503;dba;advisor assistant;11/1/2018;160 hrs/month;4 hrs during trading;assist in the service of investment advisory clients 3)Dynamic Capital Management;investment related;1007 West 3rd Ave,Suite 203;Anchorage,AK 99501;RIA;data entry;8/2014;10-12 hrs/month;0 hrs during trading;data entry 4)Wilson Albers;not investment related;3000 A Street,Suite 400,Anchorage,AK 99503;dba;advisor assistant;11/1/2018;160 hrs/month;4 hrs during trading;assist in the service of investment advisory clients 5)Alera Group;investment related;3 Parkway North,Ste 500,Deerfield,IL;corporation and parent company for the Alera affiliates;account manager;1/30/2018;160 hrs/month;80 hrs during trading;financial professional for Alera Group,which operates under dba names Alera Group Wealth Services and Alera Group Retirement Plan Services
CRS (Client Relationship Summary) - RIA
Click below to view Ronald William Devon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 16, 2018 - Present
ALERA INVESTMENT ADVISORS, LLC
Office #1: 1201 Pacific Ave. Suite 1500, Tacoma, WA 98402-4322RIA
CRD#: 287906
Tacoma, WA
Current
August 23, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 1201 Pacific Ave Suite 2025, Tacoma, WA 98402RIA
BD
CRD#: 23131
Tacoma, WA
Past
November 1, 2018 - August 23, 2024
TRIAD ADVISORS LLC
BD
CRD#: 25803
Anchorage, AK
Past
February 4, 2016 - November 1, 2018
KMS FINANCIAL SERVICES, INC.
BD
CRD#: 3866
ANCHORAGE, AK
Past
January 25, 2016 - November 1, 2018
KMS FINANCIAL SERVICES, INC.
RIA
CRD#: 3866
ANCHORAGE, AK
Past
August 21, 2014 - March 10, 2016
DYNAMIC CAPITAL MANAGEMENT, INC.
RIA
CRD#: 116693
ANCHORAGE, AK
Past
September 17, 2013 - August 1, 2014
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
ANCHORAGE, AK
Past
May 10, 2013 - August 1, 2014
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
ANCHORAGE, AK
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AI
ALERA INVESTMENT ADVISORS, LLC
ALERA GROUP RETIREMENT PLAN SERVICES | WILSON ALBERS | WATERFORD GROUP | WALSH & NICHOLSON | TRINITY ADVISORS GROUP | THE ASCENT GROUP | SUMMIT GROUP OF VIRGINIA | SUMMIT GROUP 401K CONSULTING | STRATEGIC RETIREMENT PLAN CONSULTANTS | JA COUNTER | DOROSHOW INSURANCE | CSNW BENEFITS | BRIO BENEFITS | BCG 401K ADVISORS | ARISTA CONSULTING | AMCORP | ALERA INVESTMENT ADVISORS, LLC | ALERA GROUP WEALTH SERVICES
CRD#: 287906 / SEC#: 801-111892
RIA
Registered Investment Advisory firm - (10/26/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Alaska(11/16/2018)
RR
Alaska(8/23/2024)
IAR
Washington(7/14/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AI
ALERA INVESTMENT ADVISORS, LLC
ALERA GROUP RETIREMENT PLAN SERVICES | WILSON ALBERS | WATERFORD GROUP | WALSH & NICHOLSON | TRINITY ADVISORS GROUP | THE ASCENT GROUP | SUMMIT GROUP OF VIRGINIA | SUMMIT GROUP 401K CONSULTING | STRATEGIC RETIREMENT PLAN CONSULTANTS | JA COUNTER | DOROSHOW INSURANCE | CSNW BENEFITS | BRIO BENEFITS | BCG 401K ADVISORS | ARISTA CONSULTING | AMCORP | ALERA INVESTMENT ADVISORS, LLC | ALERA GROUP WEALTH SERVICES
CRD#: 287906 / SEC#: 801-111892
RIA
Registered Investment Advisory firm - (10/26/2017 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Three Parkway North Suite 500, Deerfield, IL 60015-2567
Mailing Address
Phone number
(847) 457-3000
Established
Firm type
Fiscal year end
# of Employees
88
SEC notice filing (40 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,097 |
| AUM (Assets Under Management) | $ 3,572,112,624 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ALERA INVESTMENT ADVISORS, LLC
CRD#: 287906Tacoma, WA 98402-4322TRUST BUT VERIFY
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