Katherine Wright
Professional summary
Katherine Wright, who also goes by Katherine Dowd, Katie Dowd, Katherine R Wright, Katherine Rose Wright, Katie Wright, is a registered financial advisor currently at HUB INVESTMENT PARTNERS, LLC located in Daytona Beach, Florida.
Katherine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Katherine has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Katherine Wright's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 18, 2025 - Present
HUB INVESTMENT PARTNERS, LLC
August 23, 2022 - August 21, 2023
FIRST COMMAND ADVISORY SERVICES
May 21, 2022 - August 21, 2023
FIRST COMMAND BROKERAGE SERVICES, INC.
Primary Firm SEC Registration
HUB INVESTMENT PARTNERS, LLC
CRD#: 307956 / SEC#: 801-118346
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/30/2025)
(6/18/2025)
Exams
Series 7TO
Date: 5/21/2022
General Securities Representative ExaminationCurrent Firm
HUB INVESTMENT PARTNERS, LLC
CRD#: 307956 / SEC#: 801-118346
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,633 |
| AUM (Assets Under Management) | $ 8,979,977,344 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 04/29/2025 | ||
| 01/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
