Joshua V. Davis
CREDIT UNION INVESTMENT SERVICES
Raleigh, NC 27615
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CRD#: 6163521
Professional summary
Joshua Vick Davis, CFP®, who also goes by Josh Davis, Joshua V. Davis, is a registered financial advisor currently at CREDIT UNION INVESTMENT SERVICES located in Raleigh, North Carolina and SECU BROKERAGE SERVICES located in Raleigh, North Carolina.
Joshua is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Joshua has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Josh Davis | Joshua V. Davis
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
STATE EMPLOYEES' CREDIT UNION. INVESTMENT RELATED BUSINESS. NATURE: FINANCIAL SERVICES. OSJ OFFICE ADDRESS: RALEIGH, NC. TITLE: Financial Advisory Services District Manager. START DATE 05/2008. DUTIES: Supervise the offering of FINANCIAL SERVICES TO ELIGIBLE MEMBERS AND PROVIDE OPPORTUNITIES FOR MEMBERS TO IMPROVE THEIR ECONOMIC AND SOCIAL CONDITION. MEMBERS TRUST COMPANY. INVESTMENT RELATED BUSINESS. NATURE: TRUST SERVICES. ADDRESS: 14025 RIVEREDGE DRIVE, SUITE 280, TAMPA, FL 33637. SPEND APPROXIMATELY 1% OF TIME CONDUCTING MTC BUSINESS. START DATE: AUGUST, 2014. TITLE: TRUST REP. SECU LIFE INSURANCE COMPANY. INVESTMENT RELATED BUSINESS. ADDRESS: RALEIGH, NC. NATURE: LIFE INSURANCE. TITLE: AGENT. START DATE: 9/2014. DUTIES AND TIME (SOME DURING SECURITIES TRADING HOURS) AS REQUIRED IN CONJUNCTION WITH POSITION AT STATE EMPLOYEES' CREDIT UNION. RENTAL PROPERTY. INVESTMENT RELATED. ADDRESS: 3148 SETTLE IN LN, RALEIGH, NC 27614. NATURE: RENTAL. TITLE: LANDLORD. START DATE: 12/2008. DEVOTE APPROXIMATELY 1 HOUR PER MONTH TO OTHER BUSINESS - NOT DURING SECURITIES TRADING HOURS. DUTIES: COLLECT RENT, UPKEEP, MAINTENANCE. Rental Property. Investment Related. Address: 1302 N. Lumina Ave. Unit A Wrightsville Beach, NC. 28480. Nature: Vacation rental. Title: Owner/landlord. Start Date: March 2023. Hours Per Month Devoted: 1 OTEMANU Broughton Investors LLC. Type of Business: LLC Member Interest. Duties: Voting Rights. Start Date: 12/02/2021. Hours devoted: 0
CRS (Client Relationship Summary) - RIA
Click below to view Joshua Vick Davis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
May 3, 2013 - Present
CREDIT UNION INVESTMENT SERVICES
Office #1: 8551 Colonnade Center Dr., Raleigh, NC 27615RIA
CRD#: 144871
Raleigh, NC
Current
March 21, 2013 - Present
SECU BROKERAGE SERVICES
Office #1: 8551 Colonnade Center Dr., Raleigh, NC 27615Office #2: 3705 Computer Drive, Raleigh, NC 27609Office #3: 1131 Slater Rd, Durham, NC 27703Office #4: 7800 T. W. Alexander Drive, Raleigh, NC 27617Office #5: 2302 Bridgeport Dr, Raleigh, NC 27615Office #6: 6408 Hilburn Dr, Raleigh, NC 27613BD
CRD#: 19899
Raleigh, NC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
North Carolina(5/3/2013)
RR
North Carolina(5/6/2013)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CU
CREDIT UNION INVESTMENT SERVICES
CREDIT UNION INVESTMENT SERVICES | CREDIT UNION INVESTMENT SERVICES, INC.
CRD#: 144871 / SEC#:
North Carolina
Registered Investment Advisory firm - (9/5/2007 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
801 Hillsborough Street 3rd Floor, Raleigh, NC 27603
Mailing Address
Po Box 26807, Raleigh, NC 27611
Phone number
(800) 451-5467
Established
Firm type
Fiscal year end
# of Employees
258
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 110,960 |
Red Flags
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Company Information
CREDIT UNION INVESTMENT SERVICES
CRD#: 144871Raleigh, NC 27615TRUST BUT VERIFY
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