DS
Dean Sanpei
DMTS CAPITAL ADVISORS
PROVO, UT
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CRD#: 6163425
DS
Professional summary
Dean Sanpei is a registered financial advisor currently at DMTS CAPITAL ADVISORS, LLC located in Provo, Utah.
Dean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Dean has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Dean Sanpei's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 20, 2013 - Present
DMTS CAPITAL ADVISORS, LLC
RIA
CRD#: 166821
PROVO, UT
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Utah(8/20/2013)
Current Firm
DC
DMTS CAPITAL ADVISORS, LLC
DMTS CAPITAL ADVISORS, LLC
CRD#: 166821 / SEC#:
Utah
Registered Investment Advisory firm - (8/14/2013 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Provo, UT
Mailing Address
Phone number
(801) 372-1242
Established
Firm type
Fiscal year end
# of Employees
1
Red Flags
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