Sophia L. Ivancich

CLEARSTEAD; HARTLAND & CO.; CLEARSTEAD ADVISORY SOLUTIONS

Norfolk, VA 23510

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CRD#: 6163420

Professional summary

Sophia Louise Ivancich, CFP®, who also goes by Sophia L Randall, Sophia Louise Randall, Sophie Randall, is a registered financial advisor currently at CLEARSTEAD; HARTLAND & CO., LLC; CLEARSTEAD ADVISORY SOLUTIONS located in Norfolk, Virginia.

Sophia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Sophia has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sophia L Randall | Sophia Louise Randall | Sophie Randall

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Insurance Agent--licensed in insurance, however is not currently using this license in any capacity

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sophia Louise Ivancich's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2022

Experience

Current

April 21, 2024 - Present

CLEARSTEAD; HARTLAND & CO., LLC; CLEARSTEAD ADVISORY SOLUTIONS

Office #1: 150 West Main Street Suite 1700, Norfolk, VA 23510

RIA

CRD#: 105674

Norfolk, VA

Past

July 17, 2023 - April 19, 2024

WILBANKS, SMITH & THOMAS ASSET MANAGEMENT, LLC

RIA

CRD#: 106060

Raleigh, NC

Past

June 2, 2022 - June 16, 2023

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Rockford, IL

Past

June 2, 2022 - June 16, 2023

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

Rockford, IL

Past

May 31, 2019 - June 12, 2022

ROBERT W. BAIRD & CO. INCORPORATED

RIA

CRD#: 8158

WAUSAU, WI

Past

May 31, 2019 - June 12, 2022

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

WAUSAU, WI

Past

November 13, 2018 - June 19, 2019

LPL FINANCIAL LLC

RIA

CRD#: 6413

WEST BEND, WI

Past

May 14, 2018 - June 19, 2019

LPL FINANCIAL LLC

CRD#: 6413

WEST BEND, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CLEARSTEAD; HARTLAND & CO., LLC; CLEARSTEAD ADVISORY SOLUTIONS

CRD#: 105674 / SEC#: 801-33554

RIA

Registered Investment Advisory firm - (12/29/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(4/21/2024)

IAR

Virginia
(4/21/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/12/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/14/2018

General Securities Representative Examination

Current Firm

CLEARSTEAD; HARTLAND & CO., LLC; CLEARSTEAD ADVISORY SOLUTIONS

CRD#: 105674 / SEC#: 801-33554

RIA

Registered Investment Advisory firm - (12/29/1988 Approved)

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Contact information

Main Address

1100 Superior Ave East Suite 700, Cleveland, OH 44114

Mailing Address

Phone number

(216) 621-1090

Established

Firm type

Fiscal year end

# of Employees

223

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CLEARSTEAD FORM ADV PART 2A - PRIVATE CLIENT - 3-21-2025 (3/21/2025)

ADV PART 2A - CLEARSTEAD ADVISORY SOLUTIONS, A DIVISION OF CLEARSTEAD ADVISORS LLC - 3-21-2025 (3/21/2025)

CLEARSTEAD FORM ADV PART 2A - INSTITUTIONAL CLIENT - 3-21-2025 (3/21/2025)

Regulatory assets under management

Total Number of Accounts	12,144
AUM (Assets Under Management)	$ 24,294,182,322

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/19/2025	Cover Page	Report
11/27/2024	Cover Page	Report
01/10/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Sophia L. Ivancich

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sophia Louise Ivancich's CRS (Customer Relationship Summary).

Certified licenses

Experience

WILBANKS, SMITH & THOMAS ASSET MANAGEMENT, LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

ROBERT W. BAIRD & CO. INCORPORATED

ROBERT W. BAIRD & CO. INCORPORATED

LPL FINANCIAL LLC

LPL FINANCIAL LLC

Primary Firm SEC Registration

CLEARSTEAD; HARTLAND & CO., LLC; CLEARSTEAD ADVISORY SOLUTIONS

State Registrations and Notice Filings

Exams

Series 66

Date: 11/12/2018

SIE

Date: 10/1/2018

Series 7

Date: 5/14/2018

Current Firm

CLEARSTEAD; HARTLAND & CO., LLC; CLEARSTEAD ADVISORY SOLUTIONS

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CLEARSTEAD; HARTLAND & CO., LLC; CLEARSTEAD ADVISORY SOLUTIONS

TRUST BUT VERIFY

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