AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
MS

Matthew T. Sweet

TOSS SECURITIES US LLC
New York, NY 10001
Some features on this profile are disabled
CRD#: 6163380
MS

Professional summary

Matthew Thomas Sweet, who also goes by Matthew Sweet, is a registered financial professional currently at TOSS SECURITIES US LLC located in New York, New York.

Matthew is registered as a RR (Registered Representative) and started their career in finance in 2015. Matthew has worked at 3 firms and has passed the Series 66, Series 57TO, SIE, Series 79, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Matthew Sweet

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Matthew Thomas Sweet's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 16, 2025 - Present

TOSS SECURITIES US LLC

Office #1: 1250 Broadway Suite 2601, New York, NY 10001
BD
CRD#: 333338
New York, NY
Past

December 3, 2024 - December 9, 2025

MORGAN STANLEY

RIA
CRD#: 149777
HYANNIS, MA
Past

November 21, 2024 - December 9, 2025

MORGAN STANLEY

BD
CRD#: 149777
HYANNIS, MA
Past

December 3, 2015 - November 4, 2024

TRADELINK SECURITIES, LLC

BD
CRD#: 131341
MIami, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(12/16/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/3/2024
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 10/13/2016
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 55
Date: 3/16/2016
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 12/3/2015
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

TS
TOSS SECURITIES US LLC
TOSS SECURITIES US LLC | TSA FINANCIAL LLC

CRD#: 333338 / SEC#: , 8-71293

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1250 Broadway Suite 2601, New York, NY 10001
Mailing Address
1250 Broadway Suite 2601, New York, NY 10001
Phone number
(561) 926-1810
Established
Delaware since 08/23/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
TOSS SECURITIES AMERICAS INC.SOLE MEMBER
DONOVAN, ROBERTO ETTORECHIEF COMPLIANCE OFFICER2389987
HAGEN, RICHARD JOHN JRCHIEF EXECUTIVE OFFICER2185011
SILVESTRO, MICHELE ANNFINOP, PFO, POO6960939

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TOSS SECURITIES US LLC

CRD#: 333338New York, NY 10001

TRUST BUT VERIFY

Monitor Matthew Sweet

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Peter Faulkner Kettle
Peter KettleAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
PR
MINNEAPOLIS, MN
Richard Gaspare Dragotta
Richard DragottaAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
Paramus, NJ
Diane E Finnerty
Diane FinnertyAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
New York, NY
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.