Jonathan M. Vogel

RETIREWISE TAX AND WEALTH ADVISORS

Topeka, KS 66614

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CRD#: 6163358

Professional summary

Jonathan Michael Vogel is a registered financial advisor currently at RETIREWISE TAX AND WEALTH ADVISORS, INC. located in Topeka, Kansas.

Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Jonathan has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CFG, Inc.; Not Investment Related; 2820 SW Mission Woods Dr., Topeka, KS 66614; Insurance product brokerage business; Vice President/Owner/Insurance Professional; Start date 01/2013; 10 hours per week during trading hours; Seeing where insurance products may be beneficial to our clients, researching products, communicating to clients, and servicing clients products.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Michael Vogel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 20, 2016 - Present

RETIREWISE TAX AND WEALTH ADVISORS, INC.

Office #1: 2820 Sw Mission Woods Drive, Topeka, KS 66614

RIA

CRD#: 284394

Topeka, KS

Past

April 21, 2016 - January 11, 2017

AE WEALTH MANAGEMENT, LLC

RIA

CRD#: 282580

Topeka, KS

Past

March 16, 2015 - April 29, 2016

ON INVESTMENT MANAGEMENT CO

RIA

CRD#: 105662

TOPEKA, KS

Past

March 16, 2015 - April 29, 2016

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

TOPEKA, KS

Past

September 15, 2014 - December 31, 2014

ON INVESTMENT MANAGEMENT CO

RIA

CRD#: 105662

TOPEKA, KS

Past

March 7, 2013 - December 31, 2014

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

TOPEKA, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RETIREWISE TAX AND WEALTH ADVISORS, INC.

CFG RETIREMENT ADVISORS INC. | RETIREWISE TAX AND WEALTH ADVISORS, INC. | RETIREWISE TAX AND WEALTH ADVISORS | CFG TRUSTED ADVISORS INC.

CRD#: 284394 / SEC#: 801-129853

RIA

Registered Investment Advisory firm - (4/8/2024 Approved)

Kansas

Registered Investment Advisory firm - (4/15/2024 Terminated)

Texas

Registered Investment Advisory firm - (4/15/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(9/20/2016)

IAR

Texas
(10/7/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/5/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/12/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/29/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 3/6/2013

Investment Company Products/Variable Contracts Representative Examination

Current Firm

RETIREWISE TAX AND WEALTH ADVISORS, INC.

CFG RETIREMENT ADVISORS INC. | RETIREWISE TAX AND WEALTH ADVISORS, INC. | RETIREWISE TAX AND WEALTH ADVISORS | CFG TRUSTED ADVISORS INC.

CRD#: 284394 / SEC#: 801-129853

RIA

Registered Investment Advisory firm - (4/8/2024 Approved)

Kansas

Registered Investment Advisory firm - (4/15/2024 Terminated)

Texas

Registered Investment Advisory firm - (4/15/2024 Terminated)

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Contact information

Main Address

2820 Sw Mission Woods Drive, Topeka, KS 66614

Mailing Address

Phone number

(785) 228-1234

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A: FIRM BROCHURE (5/7/2025)

Regulatory assets under management

Total Number of Accounts	672
AUM (Assets Under Management)	$ 170,058,390

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jonathan M. Vogel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Michael Vogel's CRS (Customer Relationship Summary).

Certified licenses

Experience

AE WEALTH MANAGEMENT, LLC

ON INVESTMENT MANAGEMENT CO

THE O.N. EQUITY SALES COMPANY

ON INVESTMENT MANAGEMENT CO

THE O.N. EQUITY SALES COMPANY

Primary Firm SEC Registration

RETIREWISE TAX AND WEALTH ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/5/2014

Series 63

Date: 3/12/2013

SIE

Date: 4/29/2016

Series 6

Date: 3/6/2013

Current Firm

RETIREWISE TAX AND WEALTH ADVISORS, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RETIREWISE TAX AND WEALTH ADVISORS, INC.

TRUST BUT VERIFY

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