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EK

Erik K. Kruse

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CRD#: 6163154
EK

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Erik Kyle Kruse, who also goes by Kyle Kruse Erik, was a registered financial professional .

Erik is a previously registered financial professional and started their career in finance in 2013. Erik had worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Kyle Kruse Erik

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

March 30, 2017 - December 31, 2020

KRUSE CAPITAL MANAGEMENT, LLC

RIA
CRD#: 287458
HOUSTON, TX
Past

July 23, 2013 - December 23, 2016

PRUCO SECURITIES, LLC.

RIA
CRD#: 5685
HOUSTON, TX
Past

March 11, 2013 - December 23, 2016

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
HOUSTON, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 7/11/2013
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


KC
KRUSE CAPITAL MANAGEMENT, LLC
KRUSE CAPITAL MANAGEMENT, LLC

CRD#: 287458 / SEC#:

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Contact information


Main Address
Houston, TX
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents


Latest Form ADV

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


KRUSE CAPITAL MANAGEMENT, LLC

CRD#: 287458

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