AT
Aaron M. Terwedo
TFS ADVISORS
Edmonds, WA 98020
Some features on this profile are disabled
CRD#: 6163090
AT
Professional summary
Aaron Matthew Terwedo, who also goes by Aaron Terwedo, is a registered financial advisor currently at TFS ADVISORS, LLC located in Edmonds, Washington.
Aaron is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Aaron has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Aaron Terwedo
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Aaron Terwedo investment-related 100 2nd Ave S, Suite 300, Edmonds WA 98020 insurance sales Insurance Agent December 2017 5 hours per month 0 hours during trading When appropriate, I discuss and offer various types insurance with clients. Foundation for Edmonds School District not investment-related 20420 68th Ave W, Lynnwood WA 98036 non-profit Board Member March 11, 2020 2 hours per month 2 hours during trading Expectations: Contribute to the goals, principles and vision of the Foundation board. Compliance with signed and executed board agreement. Responsibilities: 1. Is a member of the Board of Trustees 2. Serves as a volunteer of the organization 3. Is a partner with the Board President and Executive Director in achieving the organization's mission 4. Reports to the Board President. 5. Works closely with the Board President and Executive Director. 6. Makes serious commitment to participate actively in committee work. 7. Willingly volunteers for and accepts assignments; completes them thoroughly and on time. 8. Stays informed about committee matters. 9. Performs other responsibilities assigned by the Board. Society of Certified Senior Advisors not investment-related 720 South Colorado Boulevard, Suite 750 N. Denver, CO 80246 peer reviewed journal Editorial Board Member October 1st, 2023 5 hours per month 2 hours per month during trading Peer review articles that are submitted for the Journal and help increase visibility to Certified Senior Advisor designation and its parent company Society of Certified Senior Advisors.
CRS (Client Relationship Summary) - RIA
Click below to view Aaron Matthew Terwedo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 7, 2017 - Present
TFS ADVISORS, LLC
Office #1: 100 2nd Ave S. Suite 300, Edmonds, WA 98020RIA
CRD#: 167653
Edmonds, WA
Past
September 25, 2017 - December 31, 2021
FSC SECURITIES CORPORATION
RIA
CRD#: 7461
EDMONDS, WA
Past
January 7, 2015 - December 31, 2021
FSC SECURITIES CORPORATION
BD
CRD#: 7461
EDMONDS, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TFS ADVISORS, LLC
TFS ADVISORS, LLC
CRD#: 167653 / SEC#: 801-121268
RIA
Registered Investment Advisory firm - (5/20/2021 Approved)Arizona
Registered Investment Advisory firm - (5/25/2021 Terminated)Texas
Registered Investment Advisory firm - (5/25/2021 Terminated)Washington
Registered Investment Advisory firm - (6/25/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(4/3/2019)
IAR
Texas(9/23/2019)
IAR
Washington(9/7/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
TA
TFS ADVISORS, LLC
TFS ADVISORS, LLC
CRD#: 167653 / SEC#: 801-121268
RIA
Registered Investment Advisory firm - (5/20/2021 Approved)Arizona
Registered Investment Advisory firm - (5/25/2021 Terminated)Texas
Registered Investment Advisory firm - (5/25/2021 Terminated)Washington
Registered Investment Advisory firm - (6/25/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
100 2nd Ave S. Suite 300, Edmonds, WA 98020
Mailing Address
Phone number
(425) 776-0446
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 415 |
| AUM (Assets Under Management) | $ 135,089,465 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
