Andrew Z. Dowicz

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CRD#: 6162707

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Andrew Zenon Dowicz was a registered financial professional .

Andrew is a previously registered financial professional and started their career in finance in 2013. Andrew had worked at 5 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Zenon Capital Advisors- An entity single person LLC whose purpose is to manage my family's personal finances. Andrew Dowicz will be a Managing Director of LJM Rodzina Group LLC. The address of LJM Rodzina Group LLC is 650 Fifth Ave. The duties Andrew will conduct for this LLC is Business Development and he plans to spend 120 hours per month doing this.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 7, 2022 - December 31, 2023

QUINCY WELLS ADVISORS, LLC

RIA

CRD#: 307477

White Plains, NY

Past

April 19, 2021 - December 31, 2021

QUINCY WELLS ADVISORS, LLC

RIA

CRD#: 307477

White Plains, NY

Past

March 13, 2020 - December 31, 2023

GREAT POINT CAPITAL LLC

CRD#: 114203

CHICAGO, IL

Past

April 24, 2017 - January 23, 2019

GREAT POINT CAPITAL LLC

CRD#: 114203

CHICAGO, IL

Past

August 5, 2015 - February 18, 2016

HB SECURITIES, LLC

CRD#: 140356

New York, NY

Past

January 23, 2015 - September 24, 2015

NMS CAPITAL SECURITIES, LLC

CRD#: 107401

BEVERLY HILLS, CA

Past

March 28, 2013 - October 9, 2014

BRAVER STERN SECURITIES LLC

CRD#: 29108

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

QUINCY WELLS ADVISORS, LLC

GREAT POINT ADVISORS, LLC | QUINCY WELLS ADVISORS, LLC

CRD#: 307477 / SEC#: 801-118231

RIA

Registered Investment Advisory firm - (3/16/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/29/2013

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 3/15/2013

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/27/2013

General Securities Representative Examination

Current Firm

QUINCY WELLS ADVISORS, LLC

GREAT POINT ADVISORS, LLC | QUINCY WELLS ADVISORS, LLC

CRD#: 307477 / SEC#: 801-118231

RIA

Registered Investment Advisory firm - (3/16/2020 Approved)

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Contact information

Main Address

200 W. Jackson Blvd. #1000, Chicago, IL 60606

Mailing Address

9000 Keystone Crossing 7th Floor, Indianapoli, IN 46240

Phone number

(312) 356-4875

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GREAT POINT ADVISORS FIRM BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	149
AUM (Assets Under Management)	$ 45,094,304

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Andrew Z. Dowicz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

QUINCY WELLS ADVISORS, LLC

GREAT POINT CAPITAL LLC

GREAT POINT CAPITAL LLC

HB SECURITIES, LLC

NMS CAPITAL SECURITIES, LLC

BRAVER STERN SECURITIES LLC

Primary Firm SEC Registration

QUINCY WELLS ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/29/2013

Series 65

Date: 3/15/2013

SIE

Date: 10/1/2018

Series 7

Date: 3/27/2013

Current Firm

QUINCY WELLS ADVISORS, LLC

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

QUINCY WELLS ADVISORS, LLC

TRUST BUT VERIFY

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