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MN

Michael J. Nowak

BJC CAPITAL ADVISORS LLC
Manchester, MA 01944
Some features on this profile are disabled
CRD#: 6162596
MN

Professional summary

Michael Jozef Nowak is a registered financial professional currently at BJC CAPITAL ADVISORS LLC located in Manchester, Massachusetts.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2013. Michael has worked at 5 firms and has passed the Series 63, SIE and Series 79 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Jozef Nowak's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 25, 2024 - Present

BJC CAPITAL ADVISORS LLC

Office #1: 7 Proctor Street, Manchester, MA 01944
BD
CRD#: 323156
Manchester, MA
Past

March 20, 2017 - March 22, 2024

RAINMAKERS PARTNERS, LLC

BD
CRD#: 148443
BEVERLY HILLS, CA
Past

December 7, 2016 - December 6, 2018

ALIRA HEALTH TRANSACTION SERVICES, LLC

BD
CRD#: 140203
Framingham, MA
Past

January 7, 2015 - August 21, 2015

LOCUST WALK SECURITIES, LLC

BD
CRD#: 156174
BOSTON, MA
Past

March 25, 2013 - July 1, 2013

FERGHANA SECURITIES, INC.

BD
CRD#: 43430
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Massachusetts
(3/25/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 4/1/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 3/22/2013
Investment Banking Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm

BC
BJC CAPITAL ADVISORS LLC
BJC CAPITAL ADVISORS LLC

CRD#: 323156 / SEC#: , 8-70980

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
7 Proctor Street, Manchester, MA 01944
Mailing Address
2016 Ocean Street Unit 23, Marshfield, Ma 02050, MA 02050
Phone number
+1 (617) 223-1640
Established
Massachusetts since 07/30/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CONWAY, BENJAMIN JOHNSTONCHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER/MANAGER1712119

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BJC CAPITAL ADVISORS LLC

CRD#: 323156Manchester, MA 01944

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