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MS

Manfred R. Steiner

Some features on this profile are disabled
CRD#: 6162065
MS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Manfred Raphael Steiner was a registered financial professional .

Manfred is a previously registered financial professional and started their career in finance in 2016. Manfred had worked at 2 firms and has passed the Series 63, SIE and Series 79 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 22, 2019 - February 8, 2023

BROWN, GIBBONS, LANG & COMPANY SECURITIES, LLC

BD
CRD#: 29540
CHICAGO, IL
Past

May 23, 2017 - March 8, 2019

H2C SECURITIES INC.

BD
CRD#: 7169
CHICAGO, IL
Past

April 26, 2016 - May 23, 2017

BROWN, GIBBONS, LANG & COMPANY SECURITIES, LLC

BD
CRD#: 29540
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 10/11/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 4/26/2016
Investment Banking Registered Representative Examination

Current Firm

BG
BROWN, GIBBONS, LANG & COMPANY SECURITIES, LLC
B. G. SECURITIES, INC. | BROWN, GIBBONS, LANG & COMPANY SECURITIES, LLC | BROWN, GIBBONS, LANG & COMPANY SECURITIES, INC. | BROWN, GIBBONS & COMPANY SECURITIES, INC.

CRD#: 29540 / SEC#: , 8-44816

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
PREMIUM
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Contact information

Main Address
1375 E. 9th Street Suite 2500, Cleveland, OH 44114
Mailing Address
1375 E. 9th Street Suite 2500, Cleveland, OH 44114
Phone number
(216) 241-2800
Established
Delaware since 01/01/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (14 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BGL HOLDCO LLCOWNER
PETRYK, ANDREW KELLEYCEO & CCO1548442
RIORDAN, TIFFANYFINOP/PFO/POO6313437

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BROWN, GIBBONS, LANG & COMPANY SECURITIES, LLC

CRD#: 29540

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