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TS

Thomas C. Sheridan

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CRD#: 6161488
TS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Thomas Cassidy Sheridan was a registered financial professional .

Thomas is a previously registered financial professional and started their career in finance in 2013. Thomas had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
07/2015, United Community Insurance, Inc., 1550 TIMOTHY ROAD, SUITE 102, ATHENS, GA 30606, INSURANCE AGENCY, INVESTMENT RELATED: NO, AGENT, APPROXIMATE NUMBER OF HOURS PER MONTH DEVOTED TO THIS BUSINESS: 0 HOURS, HOURS DEVOTED TO THIS BUSINESS DURING SECURITIES TRADING HOURS: 0 HOURS

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 26, 2018 - October 3, 2024

FINTRUST BROKERAGE SERVICES, LLC

BD
CRD#: 41608
Athens, GA
Past

August 6, 2015 - January 29, 2018

SILVER OAK SECURITIES, INCORPORATED

BD
CRD#: 46947
ATHENS, GA
Past

March 17, 2015 - October 3, 2024

FINTRUST CAPITAL ADVISORS, LLC

RIA
CRD#: 145460
ATHENS, GA
Past

July 9, 2014 - January 16, 2015

INTL ADVISORY CONSULTANTS INC.

RIA
CRD#: 130888
BIRMINGHAM, AL
Past

September 24, 2013 - January 16, 2015

STONEX SECURITIES INC.

BD
CRD#: 18456
BIRMINGHAM, AL
Past

April 12, 2013 - August 26, 2013

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
WESTLAKE, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 6/27/2014
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 5/20/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/11/2013
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/22/2019
General Securities Principal Examination

Current Firm

FB
FINTRUST BROKERAGE SERVICES, LLC
ATLANTIC CAPITAL SECURITIES, LLC | JSP SECURITIES, LLC | FINTRUST BROKERAGE SERVICES, LLC | ELLIOTT DAVIS BROKERAGE SERVICES, LLC | EDHJ BROKERAGE SERVICES, LLC

CRD#: 41608 / SEC#: , 8-49514

BD
Terminated by SEC on 05/30/2025
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Contact information

Main Address
Mailing Address
Phone number
Established
North Carolina since 07/17/1996
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
UNITED COMMUNITY BANKS, INC.MEMBER
FIALA, ANGELA MARIAFINOP/PFO/POO5163386
SMITHEY, VALERIE SPRESIDENT/CEO/CCO/ROSFP2630429

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FINTRUST BROKERAGE SERVICES, LLC

CRD#: 41608

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